John J. Gurun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Joseph Gurun was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1968. John had worked at 9 firms and has passed the Series 63, Series 4, Series 53, Series 27, Series 24, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2012 - March 25, 2024
GURUN INVESTMENT ADVISORS, INC.
January 6, 1995 - May 4, 2012
GURUN INVESTMENT ADVISORS, INC.
January 5, 1995 - May 4, 2012
GURUN INVESTMENT ADVISORS, INC.
May 25, 1994 - December 31, 1994
MOMENTUM INDEPENDENT NETWORK INC.
August 13, 1986 - September 22, 1993
ELM ADVISORS INC.
March 17, 1986 - August 19, 1986
HILLTOP SECURITIES INC.
May 21, 1984 - April 3, 1986
J.P. MORGAN SECURITIES LLC
January 16, 1984 - May 26, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
February 3, 1982 - January 12, 1984
WEBER, HALL, SALE & ASSOCIATES, INC.
March 21, 1977 - July 8, 1977
GURUN, INC.
January 4, 1968 - June 6, 1976
KIDDER, PEABODY & CO., INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
F04
Date: 2/1/1977
Financial Principal ExaminationSeries 40
Date: 12/19/1967
Registered Principal ExaminationCurrent Firm
GURUN INVESTMENT ADVISORS, INC.
CRD#: 37503 / SEC#: 801-60828, 8-47836
Contact information
Regulatory assets under management
| Total Number of Accounts | 409 |
| AUM (Assets Under Management) | $ 255,332,207 |
Red Flags
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