Howell C. Lunn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howell Crist Lunn, who also goes by Howell Crist Lunn III, Howell Crist III Lunn, was a registered financial professional .
Howell is a previously registered financial professional and started their career in finance in 1993. Howell had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2019 - June 22, 2020
FBN SECURITIES, INC.
May 31, 2017 - July 10, 2019
COWEN AND COMPANY
July 1, 2005 - December 31, 2017
COWEN EXECUTION SERVICES LLC
August 1, 2000 - June 30, 2005
INSTINET, LLC
July 19, 2000 - August 1, 2000
REUTERS C CORPORATION
November 1, 1994 - July 8, 2005
LYNCH, JONES & RYAN LLC
August 1, 1994 - October 4, 1994
CHEMICAL INVESTMENT SERVICES CORP.
June 16, 1993 - August 1, 1994
IFMG SECURITIES, INC.
March 30, 1993 - May 3, 1993
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/24/1999
Limited Representative-Equity Trader ExamCurrent Firm
FBN SECURITIES, INC.
CRD#: 18315 / SEC#: , 8-30461
Contact information
FINRA licenses (36 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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