CB
Charles R. Benway
THRIVENT INVESTMENT MANAGEMENT
Granite Falls, NC
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CRD#: 2321404
CB
Professional summary
Charles Roland Benway, who also goes by Charles Benway, Chuck Benway, Benway Chuck, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Granite Falls, North Carolina.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Charles has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles Benway | Chuck Benway | Benway Chuck
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CHARLES BENWAY MINISTRIES POSITION: Pastor - Ordained Minister NATURE: Performance of the duties of a called and ordained minister of God. There is a devotion to both the study of the Word of God and the teaching / preaching of the Word of God. It is a formalization of the general ministry all Christians are called to do. It is "vocational" ministry. Presently, my role is an "on-call" minister. In other words, I go and do whenever I am called. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 07/10/2018 ADDRESS: 1224 Trinity Pl, Granite Falls NC 28630, United States DESCRIPTION: Preaching the Word of God. Teaching the Word of God. Studying the Word of God, including relevant writings. Christian Counseling Perform Marriages, Baptisms & dedications, Last Rights, other ceremonies as requested. Leading whole congregations (not presently). FAITH COMMUNITY CHURCH POSITION: Church Elder NATURE: This is a Christian church and is a body of believers that have come together to serve Jesus and the greater community. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2023 ADDRESS: 2670 Shady Grove Rd, Connelly Springs NC 28612, United States DESCRIPTION: I serve as a member of the Elder Board, which is a supervisor panel of mature Christians. We act as guides for the organization and are equipped to make decisions governing the organization. Within this role, I am the liaison from the board to the Finance Team. Within this specific role, I am an advisor to the team, but recluse myself whenever decisions are made as to the disposition of church funds. I am not listed on any signature cards. WEST POINT SOCIETY OF WESTERN NORTH CAROLINA POSITION: President NATURE: An associated element of the Association of Graduates for the United States Military, West Point, NY, located in Western North Carolina. We exist to provide camaraderie, relationships care and activities for members of the Long Gray Line, and their families, that have located, permanently or temporarily, in this part of the country. In addition, we provide some liaison for prospective cadet candidates seeking appointment to the academy; look out for outstanding candidates that live in Western North Carolina. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2023 ADDRESS: 1224 Trinity Pl, Granite Falls NC 28630, United States DESCRIPTION: I am responsible to the board of directors to assist with the governance of the society, oversee the planning for leaders, assist with strategic planning, and the general operations of the society at large. I am a voting member of the board of directors. I provide an avenue with which the board may meet virtually when necessary (Zoom host).
CRS (Client Relationship Summary) - RIA
Click below to view Charles Roland Benway's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Charles Roland Benway's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2016 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 1015 2nd St Ne, Hickory, NC 28601RIA
BD
CRD#: 18387
Granite Falls, NC
Current
April 12, 2016 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1015 2nd St Ne, Hickory, NC 28601RIA
BD
CRD#: 18387
Hickory, NC
Past
May 24, 2007 - December 18, 2007
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
HICKORY, NC
Past
November 8, 2005 - May 9, 2007
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CONNELLY SPRINGS, NC
Past
October 24, 2005 - May 9, 2007
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
CONNELLY SPRINGS, NC
Past
March 20, 2002 - November 8, 2005
BLUE VASE SECURITIES, LLC
RIA
CRD#: 46765
CONNELLY SPRINGS, NC
Past
April 9, 2001 - October 24, 2005
BLUE VASE SECURITIES, LLC
BD
CRD#: 46765
WASHINGTON, PA
Past
January 3, 2001 - March 29, 2001
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
July 8, 1995 - September 11, 2000
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Past
March 15, 1993 - September 12, 1994
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/3/2018)
RR
Georgia(5/3/2018)
RR
Maryland(6/6/2025)
RR
Missouri(4/28/2025)
RR
North Carolina(4/29/2016)
IAR
North Carolina(4/29/2016)
RR
South Carolina(6/6/2025)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
