RT
Richard H. Turner
EMPOWER ADVISORY GROUP
SALEM, UT
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CRD#: 2321318
RT
Professional summary
Richard H Turner, who also goes by Richard Hunter Turner, Richard Turner, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Salem, Utah and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Richard has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard Hunter Turner | Richard Turner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-92716|OrgNmn:Squaw Peak Puppies|Org Addr:salem,Utah,US|OBA Nature:Dog breeder|Invst Rel:N|Title:I am listed as a member in the LL|Duties:My wife runs the business, I really dont do anything other than help feed her two dogs like any other pet owner would.|StrtDt:|TotHrs/mon:1|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Richard H Turner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 14, 2025 - Present
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
SALEM, UT
Current
August 13, 2025 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111BD
CRD#: 13109
Greenwood Village, CO
Past
March 31, 2025 - July 31, 2025
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SALEM, UT
Past
May 5, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
AMERICAN FORK, UT
Past
January 27, 2023 - July 31, 2025
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SALT LAKE CITY, UT
Past
October 20, 1995 - June 19, 1997
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
April 6, 1993 - October 4, 1995
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/13/2025)
RR
Alaska(8/13/2025)
RR
Arizona(8/13/2025)
RR
Arkansas(8/13/2025)
RR
California(8/13/2025)
RR
Connecticut(8/13/2025)
RR
Delaware(8/13/2025)
RR
Georgia(8/13/2025)
RR
Hawaii(8/13/2025)
RR
Idaho(8/13/2025)
RR
Illinois(8/13/2025)
RR
Indiana(8/13/2025)
RR
Iowa(8/13/2025)
RR
Kansas(8/13/2025)
RR
Kentucky(8/13/2025)
RR
Maine(8/13/2025)
RR
Massachusetts(8/13/2025)
RR
Michigan(8/13/2025)
RR
Minnesota(8/13/2025)
RR
Mississippi(8/13/2025)
RR
Missouri(8/13/2025)
RR
Montana(8/13/2025)
RR
Nebraska(8/13/2025)
RR
Nevada(8/13/2025)
RR
New Hampshire(8/13/2025)
RR
New Jersey(8/13/2025)
RR
New Mexico(8/13/2025)
RR
New York(8/13/2025)
RR
North Carolina(8/13/2025)
RR
North Dakota(8/13/2025)
RR
Oklahoma(8/13/2025)
RR
Oregon(8/13/2025)
RR
Pennsylvania(8/13/2025)
RR
Rhode Island(8/13/2025)
RR
South Carolina(8/13/2025)
RR
South Dakota(8/13/2025)
RR
Tennessee(8/13/2025)
RR
Texas(8/13/2025)
RR
Utah(8/13/2025)
IAR
Utah(8/14/2025)
RR
Vermont(8/13/2025)
RR
Virginia(8/13/2025)
RR
Washington(8/13/2025)
RR
West Virginia(8/13/2025)
RR
Wisconsin(8/13/2025)
RR
Wyoming(8/13/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/27/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
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Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
