Gregory T. Hodges

EMPOWER ADVISORY GROUP

Washington, UT

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CRD#: 2321282

Professional summary

Gregory Ted Hodges, who also goes by Greg Hodges, Gregory Ted Hodges, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Washington, Utah and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Gregory has worked at 21 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Hodges | Gregory Ted Hodges

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Ted Hodges's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 7, 2024 - Present

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

Washington, UT

Current

June 7, 2024 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111

CRD#: 13109

Greenwood Village, CO

Past

April 18, 2023 - May 21, 2024

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

HOUSTON, TX

Past

April 17, 2023 - May 21, 2024

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

March 26, 2021 - May 1, 2023

ALIGHT FINANCIAL ADVISORS, LLC

RIA

CRD#: 158744

St George, UT

Past

March 25, 2021 - May 1, 2023

ALIGHT FINANCIAL SOLUTIONS, LLC

CRD#: 36509

CHICAGO, IL

Past

October 18, 2019 - December 31, 2020

MML DISTRIBUTORS, LLC

CRD#: 38030

SPRINGFIELD, MA

Past

September 4, 2018 - September 9, 2019

NEWPORT GROUP CONSULTING, LLC

RIA

CRD#: 140944

Centerville, UT

Past

August 31, 2018 - September 9, 2019

NEWPORT GROUP SECURITIES, INC.

CRD#: 29722

LAKE MARY, FL

Past

March 30, 2015 - December 13, 2016

MANNING & NAPIER ADVISORS, LLC

RIA

CRD#: 105992

CENTERVILLE, UT

Past

February 20, 2015 - December 13, 2016

MANNING & NAPIER INVESTOR SERVICES, INC.

CRD#: 26266

FAIRPORT, NY

Past

April 27, 2012 - February 3, 2015

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

October 21, 2011 - March 27, 2012

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

September 26, 2011 - March 27, 2012

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

January 25, 2011 - August 16, 2011

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

HARRISON, NY

Past

January 18, 2007 - December 14, 2010

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

CENTERVILLE, UT

Past

December 8, 2004 - January 17, 2006

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 109591

PARSIPPANY, NJ

Past

December 8, 2004 - January 3, 2007

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

January 28, 2004 - November 17, 2004

MISSIONSQUARE INVESTMENT SERVICES

CRD#: 23189

WASHINGTON, DC

Past

October 24, 2001 - January 14, 2004

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

May 2, 2001 - September 28, 2001

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

October 12, 1999 - May 2, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

August 19, 1998 - September 2, 1999

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

March 29, 1993 - August 19, 1998

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/7/2024)

Alaska
(6/7/2024)

Arizona
(6/7/2024)

Arkansas
(6/7/2024)

California
(6/7/2024)

Connecticut
(6/7/2024)

Delaware
(6/7/2024)

Georgia
(6/7/2024)

Hawaii
(6/7/2024)

Idaho
(6/7/2024)

Illinois
(6/7/2024)

Indiana
(6/7/2024)

Iowa
(6/7/2024)

Kansas
(6/7/2024)

Kentucky
(6/7/2024)

Maine
(6/7/2024)

Massachusetts
(6/7/2024)

Michigan
(6/7/2024)

Minnesota
(6/7/2024)

Mississippi
(6/7/2024)

Missouri
(6/7/2024)

Montana
(6/7/2024)

Nebraska
(6/7/2024)

Nevada
(6/7/2024)

New Hampshire
(6/7/2024)

New Jersey
(6/7/2024)

New Mexico
(6/7/2024)

New York
(6/7/2024)

North Carolina
(6/7/2024)

North Dakota
(6/7/2024)

Oklahoma
(6/7/2024)

Oregon
(6/7/2024)

Pennsylvania
(6/7/2024)

Rhode Island
(6/7/2024)

South Carolina
(6/7/2024)

South Dakota
(6/7/2024)

Tennessee
(6/7/2024)

Texas
(6/7/2024)

Utah
(6/7/2024)

IAR

Utah
(6/7/2024)

Vermont
(6/7/2024)

Virginia
(6/7/2024)

Washington
(6/7/2024)

West Virginia
(6/7/2024)

Wisconsin
(6/7/2024)

Wyoming
(6/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/27/2015

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/14/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/13/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/26/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

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Contact information

Main Address

8515 East Orchard Rd 4t2, Greenwood Village, CO 80111

Mailing Address

Phone number

(866) 575-4977

Established

Firm type

Fiscal year end

# of Employees

822

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)

EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)

EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)

EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts	250,707
AUM (Assets Under Management)	$ 159,120,330,491

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/28/2025	Cover Page	Report
11/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory T. Hodges

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Ted Hodges's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

ALIGHT FINANCIAL ADVISORS, LLC

ALIGHT FINANCIAL SOLUTIONS, LLC

MML DISTRIBUTORS, LLC

NEWPORT GROUP CONSULTING, LLC

NEWPORT GROUP SECURITIES, INC.

MANNING & NAPIER ADVISORS, LLC

MANNING & NAPIER INVESTOR SERVICES, INC.

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

TRANSAMERICA INVESTORS SECURITIES, LLC

EMPOWER FINANCIAL SERVICES, INC.

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

NYLIFE DISTRIBUTORS LLC

MISSIONSQUARE INVESTMENT SERVICES

FIDELITY DISTRIBUTORS COMPANY LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

EMPOWER ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/27/2015

Series 65

Date: 11/14/1997

Series 63

Date: 4/8/1993

SIE

Date: 10/1/2018

Series 7

Date: 9/13/1994

Series 6

Date: 3/26/1993

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EMPOWER ADVISORY GROUP, LLC

TRUST BUT VERIFY

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