Thomas P. Kelley
Professional summary
Thomas Patrick Kelley is a registered financial professional currently at JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1993. Thomas has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Patrick Kelley's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2020 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 200 Berkeley Street, Boston, MA 02116February 8, 2006 - December 31, 2017
L.M. KOHN & COMPANY
February 7, 2006 - December 31, 2017
L.M. KOHN & COMPANY
October 18, 2005 - December 15, 2005
RETIREMENT EDUCATORS
September 30, 1999 - June 30, 2005
THE KELLEY GROUP, INC.
March 27, 1995 - April 1, 1996
FIDELITY DISTRIBUTORS COMPANY LLC
February 22, 1993 - March 27, 1995
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/17/2023)
(6/21/2024)
(1/29/2020)
(11/20/2023)
(12/23/2020)
(11/4/2020)
(11/20/2023)
(11/4/2020)
Exams
FINRA
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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Company Information
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249Boston, MA 02116TRUST BUT VERIFY
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