Johnny L. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johnny Lee Turner, who also goes by Johnny Lee Turner, was a registered financial professional .
Johnny is a previously registered financial professional and started their career in finance in 1995. Johnny had worked at 4 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2012 - March 13, 2013
AMERICAN MONEY MANAGEMENT, LLC
December 19, 2006 - May 13, 2011
CHARLES SCHWAB & CO., INC.
October 28, 1999 - May 13, 2011
CHARLES SCHWAB & CO., INC.
August 1, 1997 - August 25, 1999
PRUDENTIAL EQUITY GROUP, LLC
February 24, 1995 - August 1, 1995
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
AMERICAN MONEY MANAGEMENT, LLC
CRD#: 115357 / SEC#: 801-60976
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN MONEY MANAGEMENT, LLC
CRD#: 115357 / SEC#: 801-60976
Contact information
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,674 |
| AUM (Assets Under Management) | $ 734,010,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
