Katharina R. Gschwend
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katharina Rosita Gschwend, who also goes by Katharina Rosita Steen, was a registered financial professional .
Katharina is a previously registered financial professional and started their career in finance in 1993. Katharina had worked at 3 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2003 - August 1, 2014
CREATIVE FINANCIAL & DIVORCE PLANNING, LLC
June 18, 2002 - September 10, 2002
LASSUS WHERLEY
March 15, 1993 - December 31, 1993
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CREATIVE FINANCIAL & DIVORCE PLANNING, LLC
CRD#: 122234 / SEC#:
Contact information
Red Flags
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