Robert J. Schifini

MARCO POLO SECURITIES

NEW YORK, NY 10020

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CRD#: 2320569

Professional summary

Robert John Schifini is a registered financial professional currently at MARCO POLO SECURITIES INC. located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1993. Robert has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert John Schifini's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 8, 2024 - Present

MARCO POLO SECURITIES INC.

Office #1: 1230 Avenue Of Am 16th Floor, New York, NY 10020

CRD#: 46561

NEW YORK, NY

Past

November 16, 2021 - March 8, 2023

GLOBAL ALLIANCE SECURITIES LLC

CRD#: 167164

CHARLESTON (MT. PLEASANT), SC

Past

February 13, 2017 - November 4, 2021

SCOTIA CAPITAL (USA) INC.

CRD#: 2739

NEW YORK, NY

Past

September 22, 2010 - August 19, 2016

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK, NY

Past

July 23, 2007 - June 22, 2010

SANTANDER INVESTMENT SECURITIES INC.

CRD#: 37216

NEW YORK, NY

Past

March 5, 2007 - July 17, 2007

BRADESCO SECURITIES, INC.

CRD#: 104347

NEW YORK, NY

Past

October 20, 1999 - February 20, 2007

SANTANDER INVESTMENT SECURITIES INC.

CRD#: 37216

NEW YORK, NY

Past

May 12, 1994 - September 20, 1999

BBVA SECURITIES INC.

CRD#: 27060

NEW YORK, NY

Past

May 10, 1993 - February 8, 1994

I/B/E/S INC.

CRD#: 29154

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(10/8/2024)

Florida
(10/8/2024)

New York
(10/8/2024)

Exams

State Security Law Exam

Series 63

Date: 12/20/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/7/1993

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MARCO POLO SECURITIES INC.

DEVINE SECURITIES INC. | MARCO POLO SECURITIES INC.

CRD#: 46561 / SEC#: , 8-51480

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1230 Avenue Of Am 16th Floor, New York, NY 10020

Mailing Address

1230 Avenue Am 16th Floor, New York, NY 10020

Phone number

(347) 773-4959

Established

New York since 10/26/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MARCO POLO EXCHANGE LLC	OWNER
CARLSON, STEVEN JACK	CHAIRMAN & PRESIDENT, MANAGER OF CORP FIN, AND DIRECTOR	2026011
EBERSTADT, OLIVER ROBERT	CCO	1808170
MACK, ALEXANDER HERBERT	FINOP	4805607

Red Flags

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Robert J. Schifini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert John Schifini's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL ALLIANCE SECURITIES LLC

SCOTIA CAPITAL (USA) INC.

HSBC SECURITIES (USA) INC.

SANTANDER INVESTMENT SECURITIES INC.

BRADESCO SECURITIES, INC.

SANTANDER INVESTMENT SECURITIES INC.

BBVA SECURITIES INC.

I/B/E/S INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/20/2005

SIE

Date: 10/1/2018

Series 7

Date: 5/7/1993

FINRA

Current Firm

MARCO POLO SECURITIES INC.

Contact information

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MARCO POLO SECURITIES INC.

TRUST BUT VERIFY

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