Christopher R. Mcdonough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Rule Mcdonough was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1993. Christopher had worked at 9 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2021 - February 24, 2026
BLOOMBERG TRADEBOOK CANADA COMPANY
August 6, 2021 - February 24, 2026
BLOOMBERG TRADEBOOK LLC
August 9, 2019 - August 9, 2021
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
March 15, 2017 - September 26, 2018
BNP PARIBAS SECURITIES CORP.
October 22, 2015 - February 24, 2017
MARKETAXESS CORPORATION
March 3, 2014 - November 10, 2015
CREDIT SUISSE SECURITIES (USA) LLC
July 15, 2005 - February 13, 2014
CREDIT SUISSE SECURITIES (USA) LLC
May 19, 2003 - July 7, 2005
TRADEWEB LLC
May 30, 2001 - July 11, 2001
LEHMAN BROTHERS INC.
March 4, 1993 - September 28, 1994
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLOOMBERG TRADEBOOK CANADA COMPANY
CRD#: 313267 / SEC#: , 8-70683
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLOOMBERG CANADA LLC | SOLE SHAREHOLDER | |
| BENDER, GREGORY | DIRECTOR | 5601000 |
| KAPLAN, PAUL WILLIAM | PRESIDENT, DIRECTOR | 4092439 |
| MILHAM, CHRISTOPHER MICHAEL | FINANCIAL AND OPERATIONS PRINCIPAL, PFO, POO | 3092157 |
| ROTELA, DOUGLAS MARTIN | CHIEF COMPLIANCE OFFICER | 5127496 |
| SANTORE, RICHARD RAYMOND III | DIRECTOR | 4978129 |
Red Flags
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