Alberto Pagan-matos

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CRD#: 2319343

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alberto Pagan-matos, who also goes by Alberto Paganmatos, was a registered financial professional .

Alberto is a previously registered financial professional and started their career in finance in 1993. Alberto had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Alberto Paganmatos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 28, 2014 - March 14, 2014

CONSULTIVA WEALTH MANAGEMENT, CORP.

RIA

CRD#: 111846

GUAYNABO, PR

Past

April 19, 2011 - February 25, 2014

CONSULTIVA WEALTH MANAGEMENT, CORP.

RIA

CRD#: 111846

GUAYNABO, PR

Past

March 13, 2009 - March 26, 2014

FAIRBRIDGE CAPITAL MARKETS

CRD#: 103818

GUAYNABO, PR

Past

April 17, 2007 - March 6, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

MIAMI, FL

Past

April 2, 2007 - March 6, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

MIAMI, FL

Past

December 3, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

MIAMI, FL

Past

June 24, 1998 - December 7, 2004

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

May 20, 1998 - June 19, 1998

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

July 1, 1996 - March 20, 1998

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

November 12, 1993 - May 28, 1996

BANORTE SECURITIES INTERNATIONAL, LTD.

CRD#: 30648

HOUSTON, TX

Past

April 27, 1993 - November 2, 1993

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONSULTIVA WEALTH MANAGEMENT, CORP.

CRD#: 111846 / SEC#: 801-57175

RIA

Registered Investment Advisory firm - (2/8/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/4/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/10/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/26/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 11/28/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/28/2005

General Securities Sales Supervisor - Options Module Examination

Current Firm

CONSULTIVA WEALTH MANAGEMENT, CORP.

CRD#: 111846 / SEC#: 801-57175

RIA

Registered Investment Advisory firm - (2/8/2000 Approved)

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Contact information

Main Address

American International Plaza 250 Ave. Muñoz Rivera, Suite 1420, San Juan, PR 00918

Mailing Address

Phone number

(787) 763-5868

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 CWM FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	139
AUM (Assets Under Management)	$ 429,665,565

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alberto Pagan-matos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CONSULTIVA WEALTH MANAGEMENT, CORP.

FAIRBRIDGE CAPITAL MARKETS

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY & CO. LLC

DEUTSCHE BANK SECURITIES INC.

HSBC SECURITIES (USA) INC.

BANORTE SECURITIES INTERNATIONAL, LTD.

NOMURA SECURITIES INTERNATIONAL, INC.

Primary Firm SEC Registration

CONSULTIVA WEALTH MANAGEMENT, CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/4/2007

Series 63

Date: 2/10/1994

Series 7

Date: 4/26/1993

Series 10

Date: 11/28/2005

Series 9

Date: 10/28/2005

Current Firm

CONSULTIVA WEALTH MANAGEMENT, CORP.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONSULTIVA WEALTH MANAGEMENT, CORP.

TRUST BUT VERIFY

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