DC
Daniel M. Ciez
JACKSONVILLE WEALTH MANAGEMENT
Jacksonville, FL 32216
Some features on this profile are disabled
CRD#: 2319210
DC
Professional summary
Daniel Martin Ciez, who also goes by Dan Ciez, is a registered financial advisor currently at JACKSONVILLE WEALTH MANAGEMENT located in Jacksonville, Florida and LPL FINANCIAL LLC located in Jacksonville, Florida.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Daniel has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Ciez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 9/4/2013: JACKSONVILLE WEALTH MANAGEMENT CENTER - Investment Related - 8075 Gate Parkway West #101, Jacksonville, FL 32216 - REAL ESTATE RENTAL - TIME SPENT 10% - 3 OFFICE AVAILABLE FOR RENT. PROFESSIONAL OFFICE SPACE. 2. 10/11/2013 - JACKSONVILLE WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 12/29/2016: Jacksonville Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/11/2013 - 160 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through Jasksonville, an independent investment advisor firm. I started this business activity in October 2013-. I expect to spend approximately 160 hours a month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 4/6/2021 - Jacksonville Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 03/31/2021 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Jacksonville Wealth Management LLC, an independent investment advisor firm. I started this business activity in 03/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 12/2001 - Licensed Insurance Agent - Investment Related - At Reported Business Location(s) - Insurance Agent - Start Date - 12/2001- 2Hours Per Month/0 Hours During Securities trading.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Martin Ciez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2023 - Present
JACKSONVILLE WEALTH MANAGEMENT
Office #1: 8075 Gate Parkway West Suite #101, Jacksonville, FL 32216RIA
CRD#: 309312
Jacksonville, FL
Current
May 6, 2013 - Present
LPL FINANCIAL LLC
Office #1: 8075 Gate Parkway W. Ste 101, Jacksonville, FL 32216RIA
BD
CRD#: 6413
Jacksonville, FL
Past
March 25, 2021 - December 2, 2022
JACKSONVILLE WEALTH MANAGEMENT
RIA
CRD#: 309312
JACKSONVILLE, FL
Past
December 21, 2017 - September 25, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
JACKSONVILLE, FL
Past
May 20, 2013 - April 12, 2021
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
JACKSONVILLE, FL
Past
June 25, 2002 - May 8, 2013
WADDELL & REED
RIA
CRD#: 866
JACKSONVILLE, FL
Past
December 6, 2001 - May 8, 2013
WADDELL & REED
BD
CRD#: 866
JACKSONVILLE, FL
Past
July 18, 2000 - December 7, 2001
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
SAN DIEGO, CA
Past
December 7, 1999 - July 19, 2000
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
July 19, 1995 - November 17, 1999
FAIRCHILD FINANCIAL GROUP, INC.
BD
CRD#: 21404
NEW YORK, NY
Past
July 11, 1994 - August 18, 1995
RICKEL & ASSOCIATES, INC.
BD
CRD#: 7839
NEW YORK, NY
Past
May 3, 1993 - August 2, 1994
F.N. WOLF & CO., INC.
BD
CRD#: 13051
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
JACKSONVILLE WEALTH MANAGEMENT
JACKSONVILLE WEALTH MANAGEMENT | JACKSONVILLE WEALTH MANAGEMENT, LLC
CRD#: 309312 / SEC#: 801-120427
RIA
Registered Investment Advisory firm - (3/5/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/6/2013)
RR
California(5/7/2013)
RR
Colorado(9/14/2020)
RR
Florida(5/13/2013)
IAR
Florida(1/6/2023)
RR
Georgia(5/8/2013)
RR
Illinois(5/6/2013)
RR
Maryland(1/14/2021)
RR
Michigan(5/6/2013)
RR
Minnesota(5/6/2013)
RR
Mississippi(7/22/2020)
RR
New Jersey(10/8/2013)
RR
North Carolina(5/6/2013)
RR
North Dakota(6/6/2022)
RR
Ohio(10/26/2015)
RR
South Carolina(5/20/2013)
RR
Tennessee(5/6/2013)
RR
Texas(3/9/2015)
IAR
Texas(11/12/2025)
RR
Wisconsin(6/6/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
JACKSONVILLE WEALTH MANAGEMENT
JACKSONVILLE WEALTH MANAGEMENT | JACKSONVILLE WEALTH MANAGEMENT, LLC
CRD#: 309312 / SEC#: 801-120427
RIA
Registered Investment Advisory firm - (3/5/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8075 Gate Parkway West Suite #101, Jacksonville, FL 32216
Mailing Address
Phone number
(904) 923-7526
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,841 |
| AUM (Assets Under Management) | $ 434,636,132 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JACKSONVILLE WEALTH MANAGEMENT
CRD#: 309312Jacksonville, FL 32216TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
