Joseph J. Mclaughlin

HAVERFORD FINANCIAL SERVICES

Radnor, PA 19087-4546

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CRD#: 2318774

Professional summary

Joseph James Mclaughlin JR, who also goes by Joe Mclaughlin Jr, Joe Mclaughlin, Joseph Mclaughlin, is a registered financial advisor currently at HAVERFORD FINANCIAL SERVICES, INC. located in Radnor, Pennsylvania.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Joseph has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Mclaughlin Jr | Joe Mclaughlin | Joseph Mclaughlin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph James Mclaughlin JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2006 - Present

HAVERFORD FINANCIAL SERVICES, INC.

Office #1: Three Radnor Corporate Center Suite 450, Radnor, PA 19087-4546

RIA

CRD#: 130007

Radnor, PA

Past

July 23, 2004 - October 30, 2008

HAVERFORD INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 130159

RADNOR, PA

Past

February 27, 2003 - June 18, 2025

HAVERFORD TRUST SECURITIES, INC.

CRD#: 13214

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAVERFORD FINANCIAL SERVICES, INC.

CRD#: 130007 / SEC#: 801-62759

RIA

Registered Investment Advisory firm - (2/12/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/15/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/8/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/12/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 2

Date: 1/25/1993

Non-Member General Securities Examination

Current Firm

HAVERFORD FINANCIAL SERVICES, INC.

CRD#: 130007 / SEC#: 801-62759

RIA

Registered Investment Advisory firm - (2/12/2004 Approved)

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Contact information

Main Address

Three Radnor Corporate Center Suite 450, Radnor, PA 19087-4546

Mailing Address

Phone number

(610) 995-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HFS FORM ADV PART 2A - 2025-03 (3/17/2025)

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 341,907,816

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph J. Mclaughlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph James Mclaughlin JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAVERFORD INVESTMENT MANAGEMENT, INC.

HAVERFORD TRUST SECURITIES, INC.

Primary Firm SEC Registration

HAVERFORD FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/8/1993

Series 63

Date: 2/12/1993

SIE

Date: 10/1/2018

Series 2

Date: 1/25/1993

Current Firm

HAVERFORD FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAVERFORD FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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