DS
David M. Schabacker
SPC
Simpsonville, SC
Some features on this profile are disabled
CRD#: 2318670
DS
Professional summary
David M Schabacker, who also goes by David Martin Schabacker III, David Martin Schabacker, is a registered financial advisor currently at SPC located in Simpsonville, South Carolina and SIGMA FINANCIAL CORPORATION located in Simpsonville, South Carolina.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. David has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Martin Schabacker Iii | David Martin Schabacker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AS AN INDEPENDENTLY LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES. 2. Offering Medicare Advantage Plans. Start date: 3/23/23, approx. 4 hrs/mo with 25% during mkt hrs. 3. Employee Benefits Enrollment Agent - Ward Services Inc., Columbia, SC. Assist school employees with STD, AD&D and other cafeteria benefits offered to employees on a part-time basis. Start date: 9/18/23, approx. 20 hrs/mo, 15 hrs during mkt hrs. INV REL: N
CRS (Client Relationship Summary) - RIA
Click below to view David M Schabacker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2020 - Present
SPC
RIA
CRD#: 110692
Simpsonville, SC
Current
January 2, 2020 - Present
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
Simpsonville, SC
Past
December 6, 2016 - November 29, 2019
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SHELBY, MI
Past
December 6, 2016 - November 29, 2019
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
SHELBY, MI
Past
April 14, 2011 - January 4, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
ROCHESTER, MI
Past
March 31, 2011 - January 4, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
ROCHESTER, MI
Past
March 15, 2007 - April 1, 2011
OSAIC SERVICES, INC.
BD
CRD#: 133763
LAPEER, MI
Past
November 8, 2006 - March 8, 2007
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
CLINTON TOWNSHIP, MI
Past
July 25, 2005 - October 31, 2006
COMERICA SECURITIES
BD
CRD#: 17079
DETROIT, MI
Past
July 18, 2005 - October 31, 2006
COMERICA SECURITIES
RIA
CRD#: 17079
WARREN, MI
Past
January 25, 2005 - March 29, 2005
BANC ONE SECURITIES CORPORATION
RIA
CRD#: 16999
STERLING HEIGHTS, MI
Past
January 24, 2005 - March 29, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
May 30, 2003 - January 19, 2005
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
August 17, 1998 - December 31, 2001
NATCITY INSURANCE SERVICES, INC.
BD
CRD#: 16989
CLEVELAND, OH
Past
June 25, 1998 - June 6, 2003
NATCITY INVESTMENTS, INC.
BD
CRD#: 17490
CLEVELAND, OH
Past
February 6, 1998 - June 30, 1998
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
May 25, 1993 - February 10, 1998
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/2/2020)
RR
Michigan(1/2/2020)
RR
South Carolina(8/27/2020)
IAR
South Carolina(8/28/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 5/25/1995
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
