Robert L. Waggoner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lee Waggoner was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1993. Robert had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2001 - April 1, 2019
CRESCENT SECURITIES GROUP, INC.
May 31, 2001 - January 3, 2002
FLEXVEST SECURITIES GROUP, INC.
January 4, 2000 - May 10, 2001
RUSHMORE SECURITIES CORPORATION
February 22, 1993 - December 31, 1999
RUSHMORE SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993 / SEC#: , 8-53457
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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