Judith L. Seid
BLUE SUMMIT WEALTH MANAGEMENT
SAN DIEGO, CA 92122
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CRD#: 2318377
Professional summary
Judith Lynn Seid, CFP®, who also goes by Judith Lynn Bandes, is a registered financial advisor currently at BLUE SUMMIT WEALTH MANAGEMENT located in San Diego, California.
Judith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Judith has worked at 8 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Judith Lynn Bandes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: BLUE SUMMIT FINANCIAL GROUP, INC. DBA BLUE SUMMIT WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 3/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT 2. BLUE SUMMIT WEALTH MANAGEMENT, SAME AS OFFICE ADDRESS, DBA NAME FOR SECURITIES BUSINESS AND FIXED INSURANCE. 3. BAYON BROTHERS, BAND, BAND MEMBER, 10HR/WK, PAID PER PERFORMANCE. 4. FINANCIAL PLANNING ASSOCIATION OF SAN DIEGO, START 10/24/2012, SECRETARY, 2HR/WK. 5. ENVIRONMENTAL HEALTH COALITION, START 10/24/2012, COMMITTEE MEMBER. 6. NAME OF OTHER BUSINESS: MT. HELIX DELIGHT INVESTMENT RELATED: NO ADDRESS: 3875 ROGERS ROAD. SPRING VALLEY, CA 91977 NATURE OF BUSINESS: SHORT TERM RENTAL START DATE: 01/2016 POSITION/TITLE/RELATIONSHIP: PROPERTY MANAGER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: MANAGE PROPERTY 7. Board Member for nonprofit Dwelling on Carbon; Investment related: No; 4672 El Cerrito Dr San Diego California 92115 USA; A nonprofit providing education and research on carbon sequestration in urban environments.; Treasurer-Board member; 2024-02-01; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 2, Percentage of total yearly compensation expected to be derived from the business: 0;
CRS (Client Relationship Summary) - RIA
Click below to view Judith Lynn Seid's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
January 19, 2017 - Present
BLUE SUMMIT WEALTH MANAGEMENT
Office #1: 4660 La Jolla Village Drive Suites 100 & 200, San Diego, CA 92122RIA
CRD#: 148782
SAN DIEGO, CA
Past
April 10, 2012 - June 3, 2018
CETERA ADVISORS LLC
RIA
CRD#: 10299
LA MESA, CA
Past
February 28, 2012 - June 3, 2018
CETERA ADVISORS LLC
BD
CRD#: 10299
LA MESA, CA
Past
January 28, 2010 - December 31, 2016
BLUE SUMMIT WEALTH MANAGEMENT
RIA
CRD#: 148782
SAN DIEGO, CA
Past
April 24, 2009 - December 31, 2009
BLUE SUMMIT WEALTH MANAGEMENT
RIA
CRD#: 148782
LA MESA, CA
Past
January 6, 2009 - March 1, 2012
PACIFIC WEST FINANCIAL CONSULTANTS INC
RIA
CRD#: 108728
RENTON, WA
Past
January 2, 2009 - February 28, 2012
PACIFIC WEST SECURITIES, INC.
BD
CRD#: 6390
LA MESA, CA
Past
March 28, 2005 - December 31, 2008
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
LA MESA, CA
Past
April 25, 2003 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
RIA
CRD#: 39543
LA MESA, CA
Past
May 17, 2002 - January 26, 2005
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC
RIA
CRD#: 109036
LA MESA, CA
Past
May 15, 2001 - December 31, 2008
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
LA MESA, CA
Past
February 12, 1993 - May 15, 2001
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BLUE SUMMIT WEALTH MANAGEMENT
BLUE SUMMIT FINANCIAL GROUP | BLUE SUMMIT WEALTH MANAGEMENT | BLUE SUMMIT FINANCIAL GROUP, INC.
CRD#: 148782 / SEC#: 801-117302
RIA
Registered Investment Advisory firm - (9/4/2019 Approved)Arizona
Registered Investment Advisory firm - (9/6/2019 Terminated)California
Registered Investment Advisory firm - (10/6/2019 Terminated)Colorado
Registered Investment Advisory firm - (9/17/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/19/2017)
IAR
Texas(1/13/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
BS
BLUE SUMMIT WEALTH MANAGEMENT
BLUE SUMMIT FINANCIAL GROUP | BLUE SUMMIT WEALTH MANAGEMENT | BLUE SUMMIT FINANCIAL GROUP, INC.
CRD#: 148782 / SEC#: 801-117302
RIA
Registered Investment Advisory firm - (9/4/2019 Approved)Arizona
Registered Investment Advisory firm - (9/6/2019 Terminated)California
Registered Investment Advisory firm - (10/6/2019 Terminated)Colorado
Registered Investment Advisory firm - (9/17/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4660 La Jolla Village Drive Suites 100 & 200, San Diego, CA 92122
Mailing Address
Phone number
(619) 698-4330
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 611 |
| AUM (Assets Under Management) | $ 192,887,451 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
