Donna L. Kline

HBKS WEALTH ADVISORS

Warrendale, PA 15086

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CRD#: 2318314

Professional summary

Donna Leeann Kline, who also goes by Donna Kline, is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Warrendale, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Warrendale, Pennsylvania.

Donna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Donna has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Donna Kline

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donna Leeann Kline's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2015 - Present

HBKS WEALTH ADVISORS

Office #1: 200 Pinewood Lane Suite 204, Warrendale, PA 15086

RIA

CRD#: 112139

Warrendale, PA

Current

September 16, 2015 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 200 Pinewood Lane Suite 204, Warrendale, PA 15086

CRD#: 35747

Warrendale, PA

Past

February 14, 2014 - September 11, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SEWICKLEY, PA

Past

January 24, 2014 - September 11, 2015

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SEWICKLEY, PA

Past

March 25, 1999 - December 31, 1999

ROSENTHAL COLLINS SECURITIES, L.L.C

CRD#: 41915

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HBKS WEALTH ADVISORS

CRD#: 112139 / SEC#: 801-60424

RIA

Registered Investment Advisory firm - (7/19/2001 Approved)

Ohio

Registered Investment Advisory firm - (11/28/2000 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/29/2001 Terminated)

Wyoming

Registered Investment Advisory firm - (11/9/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/22/2022)

Arkansas
(8/31/2023)

California
(9/16/2015)

Colorado
(10/13/2022)

Florida
(12/21/2020)

Georgia
(10/13/2022)

Illinois
(5/11/2022)

Indiana
(12/10/2025)

Michigan
(12/10/2025)

Nevada
(8/31/2023)

New York
(8/31/2023)

IAR

North Carolina
(10/6/2020)

North Carolina
(10/7/2020)

Ohio
(10/14/2022)

IAR

Pennsylvania
(9/9/2015)

Pennsylvania
(9/16/2015)

Tennessee
(10/13/2022)

IAR

Texas
(5/20/2021)

Texas
(8/31/2023)

Virginia
(10/13/2022)

Washington
(10/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/14/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/31/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/24/2014

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 1/22/1993

National Commodity Futures Examination

SRO Registrations

FINRA

Current Firm

HBKS WEALTH ADVISORS

CRD#: 112139 / SEC#: 801-60424

RIA

Registered Investment Advisory firm - (7/19/2001 Approved)

Ohio

Registered Investment Advisory firm - (11/28/2000 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/29/2001 Terminated)

Wyoming

Registered Investment Advisory firm - (11/9/2017 Terminated)

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Contact information

Main Address

2725 Colonial Ave, Erie, PA 16506

Mailing Address

Phone number

(814) 836-5776

Established

Firm type

Fiscal year end

# of Employees

109

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HBKS WEALTH ADVISORS FORM ADV PART 2A 2-17-26 (2/17/2026)

Regulatory assets under management

Total Number of Accounts	21,190
AUM (Assets Under Management)	$ 7,661,939,874

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/20/2026	Cover Page	Report
10/25/2024	Cover Page	Report
07/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Donna L. Kline

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donna Leeann Kline's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

ROSENTHAL COLLINS SECURITIES, L.L.C

Primary Firm SEC Registration

HBKS WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 2/14/2014

Series 63

Date: 3/31/1999

SIE

Date: 10/1/2018

Series 7

Date: 1/24/2014

Series 3

Date: 1/22/1993

FINRA

Current Firm

HBKS WEALTH ADVISORS

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HBKS WEALTH ADVISORS

TRUST BUT VERIFY

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