Suzanne H. Cox

BETTERWEALTH LLC

San Jose, CA 95129

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CRD#: 2318241

Professional summary

Suzanne H Cox, who also goes by Suzanne Heesue Cox, Suzanne Cox, Heesue Hong, is a registered financial advisor currently at BETTERWEALTH LLC located in San Jose, California.

Suzanne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Suzanne has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 2, Series 9, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Suzanne Heesue Cox | Suzanne Cox | Heesue Hong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzanne H Cox's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2015 - Present

BETTERWEALTH LLC

Office #1: 1475 Saratoga Avenue Suite 200, San Jose, CA 95129

RIA

CRD#: 226661

San Jose, CA

Past

August 25, 2014 - May 4, 2015

APW CAPITAL, INC.

CRD#: 43814

CAMPBELL, CA

Past

January 15, 2013 - July 17, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN JOSE, CA

Past

January 15, 2013 - July 17, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SAN JOSE, CA

Past

May 12, 2010 - September 27, 2011

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

June 25, 2009 - November 29, 2011

NIEMANN CAPITAL MANAGEMENT INC

RIA

CRD#: 106451

SCOTTS VALLEY, CA

Past

June 1, 2009 - June 19, 2009

MORGAN STANLEY

RIA

CRD#: 149777

CUPERTINO, CA

Past

June 1, 2009 - June 19, 2009

MORGAN STANLEY

CRD#: 149777

CUPERTINO, CA

Past

September 4, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

CUPERTINO, CA

Past

September 4, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

CUPERTINO, CA

Past

April 2, 2007 - March 13, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

ROSEVILLE, CA

Past

October 19, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

LOS GATOS, CA

Past

September 8, 2005 - May 24, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MENLO PARK, CA

Past

April 28, 2000 - August 30, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

January 1, 1999 - April 14, 2000

LORING WARD SECURITIES INC.

CRD#: 46337

SAN JOSE, CA

Past

September 13, 1996 - January 1, 1999

REINHARDT WERBA BOWEN SECURITIES, INC.

CRD#: 34202

SAN JOSE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BETTERWEALTH LLC

CRD#: 226661 / SEC#: 801-96317

RIA

Registered Investment Advisory firm - (5/26/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/16/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/22/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/20/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/4/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/17/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/12/1996

General Securities Representative Examination

General Industry/Product Exam

Series 2

Date: 1/22/1993

Non-Member General Securities Examination

Principal/Supervisory Exam

Series 9

Date: 3/27/2004

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 2/18/2004

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 6/10/1998

General Securities Principal Examination

Current Firm

BETTERWEALTH LLC

CRD#: 226661 / SEC#: 801-96317

RIA

Registered Investment Advisory firm - (5/26/2015 Approved)

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Contact information

Main Address

1475 Saratoga Avenue Suite 200, San Jose, CA 95129

Mailing Address

Phone number

(408) 659-2390

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BETTERWEALTH - FORM ADV PART 2A, FORM ADV PART 2B & PRIVACY POLICY (10/1/2025)

Regulatory assets under management

Total Number of Accounts	1,251
AUM (Assets Under Management)	$ 558,018,194

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Suzanne H. Cox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzanne H Cox's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

QUASAR DISTRIBUTORS, LLC

NIEMANN CAPITAL MANAGEMENT INC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

LORING WARD SECURITIES INC.

REINHARDT WERBA BOWEN SECURITIES, INC.

Primary Firm SEC Registration

BETTERWEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/22/2008

Series 63

Date: 9/20/1996

SIE

Date: 5/4/2015

Series 31

Date: 10/17/2008

Series 7

Date: 9/12/1996

Series 2

Date: 1/22/1993

Series 9

Date: 3/27/2004

Series 10

Date: 2/18/2004

Series 24

Date: 6/10/1998

Current Firm

BETTERWEALTH LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BETTERWEALTH LLC

TRUST BUT VERIFY

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