John A. Spilman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Armistead Spilman, who also goes by John A Spilman, John Arhistead Spilman, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2010 - November 22, 2013
KIDOGO CAPITAL MANAGEMENT, LLC
November 1, 2002 - April 2, 2004
BROWN ADVISORY SECURITIES, LLC
October 23, 2002 - November 20, 2002
DEUTSCHE BANK SECURITIES INC.
January 13, 2001 - November 20, 2002
DEUTSCHE BANK SECURITIES INC.
January 6, 2001 - January 13, 2001
DB ALEX. BROWN LLC
May 3, 1999 - June 16, 1999
CLEARY GULL INC.
April 28, 1997 - May 3, 1999
TUCKER ANTHONY INCORPORATED
November 2, 1994 - January 17, 1995
ALEX. BROWN & SONS INCORPORATED
May 27, 1993 - September 7, 1994
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KIDOGO CAPITAL MANAGEMENT, LLC
CRD#: 154207 / SEC#:
Contact information
Red Flags
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