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Beth B. Morgan
CETERA INVESTMENT ADVISERS LLC
ALPHARETTA, GA 30005
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CRD#: 2318102
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Professional summary
Beth Buckley Morgan, CPWA®, who also goes by Beth Ellison Buckley, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Alpharetta, Georgia and CETERA ADVISORS LLC located in Alpharetta, Georgia.
Beth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Beth has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Beth Ellison Buckley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 9/2023; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES, & LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: RIDGE CAPITAL MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 5/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES & SALE & SERVICE OF FIXED INSURANCE; 3. NAME OF OTHER BUSINESS: STERLINGBRIDGE INSURANCE AGENCY INC.; INVESTMENT RELATED: YES, ADDRESS: 38 AUSTIN STREET, WORCESTER, MASSACHUSETTS, 01609, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2019, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: DBA FOR SALE & SERVICE OF FIXED INSURANCE; 4. NAME OF OTHER BUSINESS: CAPITAL WORDS LLC; INVESTMENT RELATED: NO; ADDRESS: 221 BENNETT FARMS TRAIL, ACWORTH, GEORGIA, 30102; NATURE OF BUSINESS: FREELANCE WRITING & EDITING; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: WRITING AND EDITING VARIOUS TYPES OF CONTENT; 5. NAME OF OTHER BUSINESS: ST. CATHERINE OF SIENA RCC; INVESTMENT RELATED: NO; ADDRESS: 1618 BEN KING ROAD ,KENNESAW, GEORGIA, 30144; NATURE OF BUSINESS: BOARD; START DATE: 6/2018; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ADVISE AND OVERSEE FINANCIAL RECORDS OF THE CHURCH, MEET MONTHLY, & TAKE MINUTES; 6. NAME OF OTHER BUSINESS: ATLANTA DI CENTER; INVESTMENT RELATED: NO, ADDRESS: 101 MCCANLESS STREET, CARTERSVILLE, GEORGIA, 30120, NATURE OF BUSINESS: DISABILITY INSURANCE, START DATE: 5/2016, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: TO PROVIDE DISABILITY INSURANCE TO CLIENTS WHO NEED IT.
CRS (Client Relationship Summary) - RIA
Click below to view Beth Buckley Morgan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®
Start date: 2022-11-08
Expire date: 2024-10-31
Experience
Current
July 1, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5900 Windward Parkway Suite 120, Alpharetta, GA 30005RIA
CRD#: 105644
ALPHARETTA, GA
Current
July 1, 2024 - Present
CETERA ADVISORS LLC
Office #1: 5900 Windward Parkway Suite 120, Alpharetta, GA 30005BD
CRD#: 10299
Alpharetta, GA
Past
March 17, 2003 - July 5, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
ATLANTA, GA
Past
September 10, 2002 - July 5, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
ATLANTA, GA
Past
July 3, 2002 - September 19, 2002
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
KENNESAW, GA
Past
June 15, 2002 - September 19, 2002
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
February 14, 2000 - June 15, 2002
WACHOVIA SECURITIES, INC.
BD
CRD#: 431
CHARLOTTE, NC
Past
July 8, 1997 - February 14, 2000
WACHOVIA BROKERAGE SERVICE
BD
CRD#: 17503
WINSTON SALEM, NC
Past
July 31, 1993 - July 2, 1997
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
March 16, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/1/2024)
RR
Florida(7/1/2024)
RR
Georgia(7/1/2024)
IAR
Georgia(7/2/2024)
RR
Kentucky(7/1/2024)
RR
Michigan(7/1/2024)
RR
Nevada(7/1/2024)
RR
North Carolina(7/5/2024)
RR
Ohio(7/1/2024)
RR
Pennsylvania(7/1/2024)
RR
Texas(7/1/2024)
IAR
Texas(7/1/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Alpharetta, GA 30005TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
