Robert D. Jacobs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Dean Jacobs, who also goes by Bob Dean Jacobs, Rob Dean Jacobs, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1996. Robert had worked at 7 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2009 - June 25, 2025
CODA MARKETS, INC.
January 7, 2008 - December 24, 2008
NSX SECURITIES LLC
June 7, 2005 - February 10, 2006
FIS BROKERAGE & SECURITIES SERVICES LLC
July 30, 2002 - June 16, 2003
D.A. DAVIDSON & CO.
October 3, 2000 - August 20, 2001
MPAC CAPITAL PARTNERS, L.P.
May 9, 1997 - January 22, 2001
SEQUOIA INVESTMENTS, INC.
November 29, 1996 - May 21, 1997
TRADETECH SECURITIES L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 5/9/2001
Limited Representative-Equity Trader ExamCurrent Firm
CODA MARKETS, INC.
CRD#: 36187 / SEC#: , 8-47077
Contact information
FINRA licenses (5 States and Territories)
Documents
Disclosures
| Regulatory Event | 15 |
Red Flags
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