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Anthony John Seisser

CRD# 2317825·Registered 2002 - 2026
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony John Seisser, who also goes by Anthony John Seisser Jr, Tony Seisser, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 2002 - 2026. Anthony had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony John Seisser Jr, Tony Seisser

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

INVESCO DISTRIBUTORS, INC.·CRD# 7369
BD
Downers Grove, IL
August 13, 2014 - July 6, 2026
GUGGENHEIM FUNDS DISTRIBUTORS, LLC·CRD# 39805
BD
Chicago, IL
May 9, 2011 - November 5, 2013
COUNTRY CAPITAL MANAGEMENT COMPANY·CRD# 12060
BD
Joliet, IL
October 29, 2009 - December 16, 2009
MELVIN SECURITIES, L.L.C.·CRD# 29767
BD
Chicago, IL
February 7, 2007 - November 1, 2007
LASALLE CAPITAL, L.L.C.·CRD# 133526
BD
Chicago, IL
December 6, 2006 - February 6, 2007
KWS ASSOCIATES, INC.·CRD# 28264
BD
Chicago, IL
January 14, 2003 - December 14, 2006
COWEN AND COMPANY·CRD# 7616
BD
New York, NY
January 16, 2002 - January 3, 2003

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Current Firm

ID
INVESCO DISTRIBUTORS, INC.

A I M DISTRIBUTORS, INC. | INVESCO DISTRIBUTORS, INC. | INVESCO AIM DISTRIBUTORS, INC. (EFFECTIVE 03/31/08) | INVESCO AIM DISTRIBUTORS, INC. | A.I.M. DISTRIBUTORS, INC. | A I M DISTRIBUTORS, INC.

CRD#: 7369 / SEC#: 8-21323
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

11 Greenway Plaza Suite 1000, Houston, TX 77046-1173

Mailing Address

11 Greenway Plaza Suite 1000, Houston, TX 77046-1173

Phone Number

(713) 214-1919

Established

Delaware since 11/18/1976

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
INVESCO ADVISERS, INC.DIRECT OWNER—
GREGSON, MARK WILLIAMCHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATING OFFICER/FINOP2630230
HANCOCK, TRISHA BELLCHIEF COMPLIANCE OFFICER4373744
HARRIS, JERRY CLINTON IIDIRECTOR3275064
KRAMER, BRIAN KEITHDIRECTOR4132102
MCDONOUGH, JOHN CARLINPRESIDENT/CEO/DIRECTOR2363299
WISDOM, CRISSIE MCMENNAMYANTI-MONEY LAUNDERING COMPLIANCE OFFICER2793857

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2007About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2007

Series 7 — General Securities Representative Examination

Passed Jan 2002About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2007About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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