Benjamin J. Ogden
Professional summary
Benjamin John Ogden is a registered financial professional currently at FIRST TRUST PORTFOLIOS L.P. located in Wheaton, Illinois.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 1993. Benjamin has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin John Ogden's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 19, 2016 - Present
FIRST TRUST PORTFOLIOS L.P.
Office #1: 120 E. Liberty Drive Suite 400, Wheaton, IL 60187January 22, 2013 - January 15, 2016
LANDOLT SECURITIES, INC.
November 19, 2002 - January 18, 2013
OBERWEIS SECURITIES, INC.
September 22, 1999 - October 8, 2001
WINGSPAN INVESTMENT SERVICES
May 4, 1998 - September 2, 1999
LASALLE FINANCIAL SERVICES, INC.
July 13, 1996 - May 15, 1998
H.J. MEYERS & CO., INC.
April 19, 1995 - July 6, 1995
CAPITAL MARKETS GROWTH CORPORATION
May 19, 1994 - May 4, 1995
COLUMBUS FINANCIAL, INC.
October 25, 1993 - April 21, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 15, 1993 - October 14, 1993
REYNOLDS KENDRICK STRATTON, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FIRST TRUST PORTFOLIOS L.P.
CRD#: 28519 / SEC#: , 8-43843
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRACE PARTNERS OF DUPAGE L.P. | LIMITED PARTNER | |
| BOWEN, JAMES ALLEN | CHIEF EXECUTIVE OFFICER | 1123316 |
| BOWEN, MARISA ANN | MANAGING DIRECTOR | 1949032 |
| DYKAS, JAMES MARTIN | CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR | 2264809 |
| JACKSON, ERIK SOREN | CHIEF COMPLIANCE OFFICER | 2950559 |
| JARDINE, WILLIAM SCOTT | GENERAL COUNSEL | 2609233 |
| MCGAREL, DAVID GERARD | MANAGING DIRECTOR | 2945880 |
| MCGAREL, DAVID GERARD | CHIEF OPERATING OFFICER | 2945880 |
| ROGGENSACK, ANDREW SCOTT | PRESIDENT | 1582059 |
| THE CHARGER CORPORATION | GENERAL PARTNER |
Disclosures
| Regulatory Event | 4 |
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