JT
John R. Taylor
CETERA INVESTMENT ADVISERS LLC
Montville, NJ 07045
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CRD#: 2317559
JT
Professional summary
John R Taylor JR, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Montville, New Jersey and CETERA WEALTH SERVICES, LLC located in Montville, New Jersey.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. John has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Estling Lake Corp~PO Box 281~Denville~NJ~07834~Other~Director/Officer~8/1/2003~5hrs~0hrs~Treasurer. 2) Kostka, Taylor, LLC~1711 Route 46~Parsippany~NJ~07054~Tax Preparation/Accounting~Partner/General Partner~1/1/1997~50hrs~33hrs~Client Servicing,Co-Trustee to the W. Mohn Trust FBO T Mohn U/W DOD 12/16/00. 3) Kostka Taylor Realty,LLC~1711 Route 46~Parsippany~NJ~07054~Rental Property Owner/Management~Partner/General Partner~6/1/2000~5hrs~0hrs~property management. 4) West Essex First Aid Squad, Inc.~642 Bloomfield Ave., PO Box 662~West Caldwell~NJ~07007~Ambulance Services~Other~12/1/1975~20hrs~0hrs~Volunteer EMS provider, Board of Trustees, Chairman. 5) Fiduciary Appointment-Trustee~955 Jones Road~Gulph Mills~PA~19428~6/29/2011~0hrs~0hrs~No duties preformed. I'm a co-trustee in case something happens to the other co-trustee. 6) NISIVOCCIA WEALTH ADVISORS POSITION: Rep NATURE: My book of business was acquired by Wealthspring Financial Partners, LLC as of 1/1/23 INVESTMENT RELATED: No NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2023 ADDRESS: 1711 Rt 46 East, Parsippany NJ 07054, United States DESCRIPTION: I will service clients as needed. 7)WEALTHSPRING FINANCIAL PARTNERS POSITION: Advisor NATURE: I have no specific duties to Wealthspring, except to assist with the transition of our former clients to the advisors of Wealthspring.This is done through in person client meetings and telephone communication.? INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2023 ADDRESS: 1711 Route 46, Parsippany NJ 07054, United States DESCRIPTION: I have no specific duties to Wealthspring, except to assist with the transition of our former clients to the advisors of Wealthspring. This is done through in person client meetings and telephone communication.
CRS (Client Relationship Summary) - RIA
Click below to view John R Taylor JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 115 Horseneck Road Suite 201, Montville, NJ 07045RIA
CRD#: 105644
Montville, NJ
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 115 Horseneck Road Suite 201, Montville, NJ 07045BD
CRD#: 13572
Montville, NJ
Past
May 18, 2002 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
PARSIPPANY, NJ
Past
July 6, 1995 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
PARSIPPANY, NJ
Past
March 19, 1993 - July 5, 1995
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(9/5/2025)
IAR
New Jersey(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
