Ellen M. Meenan
Professional summary
Ellen Marie Meenan is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in St. Louis Park, Minnesota.
Ellen is registered as a RR (Registered Representative) and started their career in finance in 1993. Ellen has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ellen Marie Meenan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2025 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 1600 Utica Avenue South Suite 900, St. Louis Park, MN 55416October 4, 2019 - July 21, 2025
CETERA WEALTH SERVICES, LLC
June 10, 2011 - November 17, 2014
WALLEYE TRADING LLC
April 15, 1997 - November 24, 1998
DEEPHAVEN MARKET NEUTRAL TRADING LIMITED
May 21, 1996 - December 18, 1996
TRADETECH SECURITIES L.P.
May 5, 1993 - May 13, 1994
RAS TRADING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/25/2025)
Exams
Series 7TO
Date: 10/4/2019
General Securities Representative ExaminationFINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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