Jim Z. Simbe
Professional summary
Jim Zabala Simbe was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jim is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Jim had worked at 3 firms, which includes QUEST CAPITAL STRATEGIES INC., WADDELL & REED, INTERFIRST CAPITAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 1997 - April 18, 2006
QUEST CAPITAL STRATEGIES, INC.
May 30, 1995 - August 31, 1995
WADDELL & REED
June 20, 1994 - May 26, 1995
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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