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Scott Michael Crossley

PROFOR ADVISORS
RYE BROOK, NY
·CRD# 2316909·27 years experience

Professional Summary

Scott Michael Crossley is a registered financial advisor currently at PROFOR ADVISORS located in Rye Brook, New York. Scott is registered as a RR (Registered Representative) and started their career in finance in 1993. Scott has worked at 11 firms and has passed the Series 63, Series 65, Series 82TO, SIE, Series 6 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

PROFOR ADVISORS·CRD# 136084
BD
800 Westchester Ave Suite 641n, Rye Brook, NY 10573
September 23, 2025 - Present
INVERNESS SECURITIES, LLC·CRD# 129914
BD
Cleveland, OH
August 3, 2023 - August 14, 2025
FORESIDE FUNDS DISTRIBUTORS LLC·CRD# 31334
BD
Portland, ME
December 3, 2019 - August 4, 2023
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Portland, ME
August 7, 2017 - May 21, 2019
MAGELLAN INVESTMENT PARTNERS·CRD# 159256
RIA
Northville, MI
October 30, 2015 - December 31, 2018
UBS ASSET MANAGEMENT (US) INC.·CRD# 583
BD
Chicago, IL
June 13, 2008 - January 5, 2009
HIMCO DISTRIBUTION SERVICES COMPANY·CRD# 6604
BD
Hartford, CT
June 25, 2007 - October 1, 2007
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Hartford, CT
November 15, 2005 - July 11, 2007
VP DISTRIBUTORS, LLC·CRD# 3036
BD
Hartford, CT
February 2, 1998 - September 23, 1999
TRANSAMERICA INVESTORS SECURITIES, LLC·CRD# 32205
BD
Harrison, NY
May 2, 1996 - January 23, 1998
NYLIFE SECURITIES LLC·CRD# 5167
BD
New York, NY
February 1, 1993 - May 21, 1996

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Current Firm

PA
PROFOR ADVISORS

AURELIUS SECURITIES, LLC | PROFOR SECURITIES, LLC | PROFOR ADVISORS

CRD#: 136084 / SEC#: 8-66974
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

800 Westchester Ave Suite 641n, Rye Brook, NY 10573

Mailing Address

800 Westchester Ave Suite 641n, Rye Brook, NY 10573

Phone Number

(646) 202-2969

Established

New York since 06/03/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (30 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
OMEARA, PATRICK JAMES JRMANAGING DIRECTOR, DESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER1544243
MAHALA, THOMAS GERARDREGISTERED PRINCIPAL1600103
OMEARA, PATRICK JAMES JRAML COMPLIANCE PRINCIPAL1544243
POLLOCK, MARTIN JAYFINOP1067521

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Michigan
(9/23/2025)
RR
New York
(9/23/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2017About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2016About the Series 65 exam

Series 82TO — Limited Representative-Private Securities Offerings

Passed Feb 2020About the Series 82TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2017About the Series 6 exam

Series 7 — General Securities Representative Examination

Passed Nov 2005About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Scott Michael Crossley's CRS (Customer Relationship Summary).

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