Joel Z. Horsager
Professional summary
Joel Zackary Horsager, who also goes by Joel Z Horsager, is a registered financial professional currently at RIVERSOURCE DISTRIBUTORS, INC. located in Minneapolis, Minnesota.
Joel is registered as a RR (Registered Representative) and started their career in finance in 1993. Joel has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24, Series 27 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joel Zackary Horsager's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2010 - Present
RIVERSOURCE DISTRIBUTORS, INC.
Office #1: 901 3rd Ave S, Minneapolis, MN 55402January 27, 2010 - March 16, 2010
HERITAGE FINANCIAL SYSTEMS, LLC
March 2, 2007 - April 16, 2009
PACIFIC CORNERSTONE CAPITAL INCORPORATED
March 21, 2003 - February 28, 2007
NATIONWIDE INVESTMENT SERVICES CORPORATION
November 2, 2001 - March 19, 2003
COREBRIDGE CAPITAL SERVICES, INC.
July 20, 1995 - August 4, 2000
TRANSAMERICA CAPITAL, LLC
February 24, 1993 - December 11, 1995
GT GLOBAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2024)
(3/11/2010)
(2/22/2024)
(3/11/2010)
(2/12/2024)
(1/4/2024)
(1/3/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
RIVERSOURCE DISTRIBUTORS, INC.
CRD#: 139135 / SEC#: , 8-67196
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERIPRISE FINANCIAL, INC | SHAREHOLDER | |
| ALVERO, GUMER CRUZ | CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | 1975307 |
| KNEESHAW, JESSICA A | DIRECTOR | 4619188 |
| LASSWELL, MARK THOMAS | CHIEF COMPLIANCE OFFICER | 2092593 |
| MATTOX, MICHAEL SCOTT | CHIEF FINANCIAL OFFICER | 4383501 |
| MINELLA, PAULA J | GENERAL COUNSEL | 7355568 |
| SHERMAN, KARA DALY | DIRECTOR (TEXAS DESIGNATED OFFICER) | 4567825 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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