JN
James C. Naify
AIRE ADVISORS
Beverly Hills, CA 90212
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CRD#: 2316318
JN
Professional summary
James Charles Naify is a registered financial advisor currently at AIRE ADVISORS, LLC located in Beverly Hills, California.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. James has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*59441 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: EL DORADO FINANCING GROUP INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: BEVERLY HILLS, CALIFORNIA 90213 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/21/1995 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: S CORP. - WHICH HOLDS A 100% INTEREST IN A NNN REAL ESTATE INVESTMENT (2)1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: 30 CORWIN STREET 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: BEVERLY HILLS, CALIFORNIA 90213 5.NATURE OF BUSINESS: LIMITED PARTNERSHIP, 7.POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, 8.START DATE OF RELATIONSHIP: 12/17/2002 9.NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: 33% LIMITED PARTNERSHIP INTEREST IN RENTAL REAL ESTATE (APARTMENT BUILDING IN SAN FRANCISCO, CA). I*107968 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LMD/LF LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: SHERMAN OAKS, CALIFORNIA, CALIFORNIA 91403 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 11/3/2016 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: GROCERY STORE ANCHORED SHOPPING PLAZA I*107971 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TROP NELLIS LLC INVESTMENT RELATED: N SHERMAN OAKS, CALIFORNIA 91403 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 6/6/2017 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: GROCERY ANCHORED SHOPPING PLAZA
CRS (Client Relationship Summary) - RIA
Click below to view James Charles Naify's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 14, 2022 - Present
AIRE ADVISORS, LLC
Office #1: 9350 Wilshire Blvd Suite 200, Beverly Hills, CA 90212RIA
CRD#: 307450
Beverly Hills, CA
Past
September 7, 2012 - July 28, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BEVERLY HILLS, CA
Past
September 7, 2012 - July 28, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BEVERLY HILLS, CA
Past
June 15, 2001 - September 17, 2012
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BEVERLY HILLS, CA
Past
April 20, 2001 - September 17, 2012
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
BEVERLY HILLS, CA
Past
June 30, 1993 - October 22, 1996
GULF PACIFIC SECURITIES, INC.
BD
CRD#: 16056
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AIRE ADVISORS, LLC
AIRE ADVISORS, LLC | PROJECT NIMH, LLC
CRD#: 307450 / SEC#: 801-119842
RIA
Registered Investment Advisory firm - (11/20/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/14/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AA
AIRE ADVISORS, LLC
AIRE ADVISORS, LLC | PROJECT NIMH, LLC
CRD#: 307450 / SEC#: 801-119842
RIA
Registered Investment Advisory firm - (11/20/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9350 Wilshire Blvd Suite 200, Beverly Hills, CA 90212
Mailing Address
Phone number
(310) 277-2473
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,029 |
| AUM (Assets Under Management) | $ 905,428,754 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
