Stephen C. Thune
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Carl Thune, who also goes by Steve Thune, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1993. Stephen had worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 24, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2007 - December 31, 2012
AMERICAN CENTURY ADVISORY SERVICES, INC.
January 27, 2005 - December 31, 2017
AMERICAN CENTURY INVESTMENT SERVICES INC.
December 2, 2004 - January 13, 2005
CETERA WEALTH SERVICES, LLC
June 5, 2002 - November 15, 2002
AIM PRIVATE ASSET MANAGEMENT
July 22, 1996 - November 15, 2002
INVESCO DISTRIBUTORS, INC.
December 22, 1993 - June 30, 1996
FEDERATED SECURITIES CORP.
March 18, 1993 - September 28, 1993
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AMERICAN CENTURY ADVISORY SERVICES, INC.
CRD#: 121974 / SEC#: 801-61414
Contact information
Red Flags
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