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JH

Jeffery S. Hunter

Some features on this profile are disabled
CRD#: 2316201
JH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffery Steven Hunter, who also goes by Jeff Hunter, Jeffrey Steven Hunter, was a registered financial professional .

Jeffery is a previously registered financial professional and started their career in finance in 1993. Jeffery had worked at 11 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeff Hunter | Jeffrey Steven Hunter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 30, 2025 - December 31, 2025

THE LEADERS GROUP, INC.

BD
CRD#: 37157
SUMMIT, NJ
Past

May 13, 2019 - December 15, 2020

W&S BROKERAGE SERVICES, INC.

BD
CRD#: 8099
Indianapolis, IN
Past

March 27, 2018 - November 13, 2018

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
INDIANAPOLIS, IN
Past

August 7, 2008 - December 14, 2009

W&S BROKERAGE SERVICES, INC.

BD
CRD#: 8099
TERRE HAUTE, IN
Past

May 18, 2007 - January 23, 2008

FBL MARKETING SERVICES, LLC

BD
CRD#: 5309
GREENWOOD, IN
Past

January 31, 2007 - March 7, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
WHITELAND, IN
Past

January 24, 2007 - March 7, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
WHITELAND, IN
Past

September 14, 2005 - October 26, 2006

IFMG SECURITIES, INC.

RIA
CRD#: 14416
INDIANAPOLIS, IN
Past

September 14, 2005 - October 26, 2006

IFMG SECURITIES, INC.

BD
CRD#: 14416
INDIANAPOLIS, IN
Past

July 28, 2004 - August 5, 2005

MORGAN KEEGAN & COMPANY, LLC

RIA
CRD#: 4161
INDIANAPOLIS, IN
Past

July 28, 2004 - August 5, 2005

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN
Past

June 6, 2002 - August 5, 2004

UNION PLANTERS INVESTMENT ADVISORS, INC.

RIA
CRD#: 111807
BLOOMINGTON, IN
Past

May 24, 2002 - August 5, 2004

PFIC SECURITIES CORPORATION

BD
CRD#: 34941
FRANKLIN, TN
Past

October 1, 2001 - May 20, 2002

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

April 5, 1999 - September 24, 2001

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

February 4, 1993 - March 22, 1999

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/16/2019
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/5/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/16/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/27/2018
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/2/1993
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TL
THE LEADERS GROUP, INC.
SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP

CRD#: 37157 / SEC#: , 8-47639

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
475 Springfield Ave Suite 1, Summit, NJ 07901
Phone number
(303) 797-9080
Established
Delaware since 07/14/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.SHAREHOLDER
PETERS, ROBERT WILLIAMFINOP1704577
RILEY, ZORAH JANECHIEF COMPLIANCE OFFICER3015509
WICKERSHAM, SEAN DAVIDPRESIDENT4994630

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE LEADERS GROUP, INC.

CRD#: 37157

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