Brian E. Vanwinkle

VAN WINKLE WEALTH MANAGEMENT GROUP LLC

NEWARK, OH 43055

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CRD#: 2316075

Professional summary

Brian Edward Vanwinkle, who also goes by Brian Vanwinkle, is a registered financial advisor currently at VAN WINKLE WEALTH MANAGEMENT GROUP LLC located in Newark, Ohio and SYNDICATED CAPITAL, INC. located in Newark, Ohio.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Brian has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Vanwinkle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PART OWNER IN BRAVO HOLDINGS, LLC, A PARTNERSHIP TO ACQUIRE INVESTMENT REAL ESTATE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Edward Vanwinkle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2005 - Present

VAN WINKLE WEALTH MANAGEMENT GROUP LLC

Office #1: 263 Deo Drive, Newark, OH 43055

RIA

CRD#: 134813

NEWARK, OH

Current

June 13, 2003 - Present

SYNDICATED CAPITAL, INC.

Office #1: 263 Deo Drive, Newark, OH 43055

RIA

CRD#: 29037

Newark, OH

Past

January 18, 2000 - June 30, 2003

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

December 13, 1994 - January 19, 2000

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

February 9, 1994 - January 3, 1995

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

September 27, 1993 - December 21, 1993

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

September 27, 1993 - December 21, 1993

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/30/2013)

New Jersey
(9/10/2003)

Ohio
(6/13/2003)

IAR

Ohio
(8/12/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/15/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/24/1993

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

VAN WINKLE WEALTH MANAGEMENT GROUP LLC

CRD#: 134813 / SEC#:

Ohio

Registered Investment Advisory firm - (3/25/2005 Approved)

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Contact information

Main Address

263 Deo Drive, Newark, OH 43055

Mailing Address

Phone number

(740) 366-1110

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	785
AUM (Assets Under Management)	$ 102,292,114

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian E. Vanwinkle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Edward Vanwinkle's CRS (Customer Relationship Summary).

Certified licenses

Experience

VAN WINKLE WEALTH MANAGEMENT GROUP LLC

SYNDICATED CAPITAL, INC.

KEYBANC CAPITAL MARKETS INC.

BANC ONE SECURITIES CORPORATION

WALNUT STREET SECURITIES, INC.

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/15/1993

SIE

Date: 10/1/2018

Series 7

Date: 9/24/1993

FINRA

Current Firm

VAN WINKLE WEALTH MANAGEMENT GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VAN WINKLE WEALTH MANAGEMENT GROUP LLC

TRUST BUT VERIFY

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