Stephen M. Ungerman
Professional summary
Stephen M Ungerman, who also goes by Stephen Mark Ungerman, is a registered financial professional currently at JPMORGAN DISTRIBUTION SERVICES, INC. located in Jersey City, New Jersey.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 2007. Stephen has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen M Ungerman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2007 - Present
JPMORGAN DISTRIBUTION SERVICES, INC.
Office #1: 480 Washington Blvd, Jersey City, NJ 07310June 14, 2007 - November 10, 2009
J.P. MORGAN INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
JPMORGAN DISTRIBUTION SERVICES, INC.
CRD#: 104234 / SEC#: , 8-52700
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| BARTA, WENDY KAY | PRESIDENT AND DIRECTOR | 2855534 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER AND DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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