John T. Krupa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Theodore Krupa, AIF®, CFP®, who also goes by John T Krupa, John Theodore Krupa, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1997. John had worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2001
Experience
July 16, 2019 - July 31, 2025
TURNING POINT FINANCIAL
August 19, 2016 - May 9, 2018
LPL FINANCIAL LLC
June 29, 2016 - May 9, 2018
LPL FINANCIAL LLC
July 23, 2013 - April 21, 2016
AMERISERV WEALTH ADVISORS INC
March 11, 2013 - June 3, 2013
LPL FINANCIAL LLC
September 18, 2012 - March 1, 2013
AMERISERV WEALTH ADVISORS INC
October 11, 2011 - August 23, 2012
LPL FINANCIAL LLC
October 11, 2011 - June 3, 2013
LPL FINANCIAL LLC
February 28, 2011 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
February 28, 2011 - October 11, 2011
UVEST FINANCIAL SERVICES GROUP, INC.
June 7, 2010 - October 29, 2010
ESSEX NATIONAL SECURITIES, LLC
May 28, 2010 - October 29, 2010
ESSEX NATIONAL SECURITIES, LLC
April 16, 2008 - November 2, 2010
FIRST COMMONWEALTH FINANCIAL ADVISORS, INC.
July 26, 2004 - June 2, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
November 2, 1999 - June 2, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
October 28, 1997 - March 1, 1999
EMPOWER FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
TURNING POINT FINANCIAL
CRD#: 301282 / SEC#: 801-116895
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TURNING POINT FINANCIAL
CRD#: 301282 / SEC#: 801-116895
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,659 |
| AUM (Assets Under Management) | $ 383,146,200 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
