Daniel R. Moruzzi
Professional summary
Daniel Robert Moruzzi is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Hauppauge, New York and KESTRA INVESTMENT SERVICES, LLC located in Bay Shore, New York.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Daniel has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Robert Moruzzi's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 200 Motor Parkway Suite A7, Hauppauge, NY 11788Office #3: 381 Main Street, Bay Shore, NY 11706June 27, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 381 Main Street, Bay Shore, NY 11706December 8, 2016 - June 29, 2022
EQUITY SERVICES, INC.
December 6, 2016 - June 29, 2022
EQUITY SERVICES, INC.
February 6, 2014 - December 7, 2016
MSI FINANCIAL SERVICES, INC.
January 13, 2014 - December 7, 2016
MSI FINANCIAL SERVICES, INC.
August 14, 2012 - December 23, 2013
AMERICAN PORTFOLIOS ADVISORS, INC
July 23, 2012 - December 23, 2013
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
September 9, 2005 - July 27, 2012
PARK AVENUE SECURITIES LLC
May 3, 1999 - July 27, 2012
PARK AVENUE SECURITIES LLC
April 26, 1996 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
September 3, 1993 - March 8, 1996
METROPOLITAN LIFE INSURANCE COMPANY
September 3, 1993 - March 8, 1996
MSI FINANCIAL SERVICES, INC.
February 10, 1993 - July 23, 1993
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/27/2022)
(8/31/2022)
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(8/3/2022)
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(6/27/2022)
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(7/5/2022)
(8/31/2022)
(6/27/2022)
(8/31/2022)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
