Donald P. La Fronz

NEW AMSTERDAM WEALTH PLANNING

New York, NY

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CRD#: 2314937

Professional summary

Donald Paul La Fronz, CFP®, who also goes by Donald Paul Lafronz, is a registered financial advisor currently at NEW AMSTERDAM WEALTH PLANNING located in New York, New York.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Donald has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 26 exams.

Question & Answer

What are your service offerings?

Investment Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Donald Paul Lafronz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Paul La Fronz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

August 19, 2020 - Present

NEW AMSTERDAM WEALTH PLANNING

RIA

CRD#: 309962

New York, NY

Past

March 24, 2016 - August 25, 2020

FCG WEALTH MANAGEMENT, LLC

RIA

CRD#: 281165

CHATHAM, NJ

Past

October 10, 2014 - March 23, 2016

FCG ADVISORS, LLC

RIA

CRD#: 40633

New York, NY

Past

October 10, 2014 - August 25, 2020

FCG ADVISORS, LLC

CRD#: 40633

CHATHAM, NJ

Past

November 1, 2010 - October 23, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

RYE BROOK, NY

Past

August 1, 2006 - October 23, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

RYE BROOK, NY

Past

November 5, 2002 - November 22, 2004

BNY INVESTMENT CENTER INC.

CRD#: 47683

NEW YORK, NY

Past

May 22, 2002 - November 1, 2002

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

February 16, 1999 - March 26, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

August 7, 1995 - July 17, 1998

SDI CAPITAL MARKETS, INC.

CRD#: 23516

CHICAGO, IL

Past

March 26, 1993 - July 18, 1995

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/18/2024)

IAR

New York
(11/20/2024)

IAR

Texas
(8/19/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/17/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/11/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/3/1999

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/23/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 12/23/2003

Investment Company Products/Variable Contracts Principal Examination

Current Firm

NEW AMSTERDAM WEALTH PLANNING

CRD#: 309962 / SEC#: 801-119239

RIA

Registered Investment Advisory firm - (11/20/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (11/18/2024 Approved)

New York

Registered Investment Advisory firm - (11/20/2024 Approved)

Texas

Registered Investment Advisory firm - (8/2/2024 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Long Branch, NJ

Mailing Address

Phone number

(917) 647-5698

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	116
AUM (Assets Under Management)	$ 57,332,500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Donald P. La Fronz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Paul La Fronz's CRS (Customer Relationship Summary).

Certified licenses

Experience

FCG WEALTH MANAGEMENT, LLC

FCG ADVISORS, LLC

FCG ADVISORS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

BNY INVESTMENT CENTER INC.

NATHAN & LEWIS SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

SDI CAPITAL MARKETS, INC.

NOMURA SECURITIES INTERNATIONAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/17/1999

Series 63

Date: 5/11/1993

SIE

Date: 10/1/2018

Series 3

Date: 3/3/1999

Series 7

Date: 3/23/1993

Series 26

Date: 12/23/2003

Current Firm

NEW AMSTERDAM WEALTH PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NEW AMSTERDAM WEALTH PLANNING

TRUST BUT VERIFY

Contact information

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