James B. Rodgers
Professional summary
James Britton Rodgers, who also goes by Britt Ridgers, Britt Rodgers, is a registered financial professional currently at NATALLIANCE SECURITIES, LLC located in Austin, Texas.
James is registered as a RR (Registered Representative) and started their career in finance in 1993. James has worked at 12 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Britton Rodgers's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 12, 2025 - Present
NATALLIANCE SECURITIES, LLC
Office #1: 3101 Bee Cave Rd Suite 270, Austin, TX 78746October 23, 2023 - January 2, 2025
NATALLIANCE SECURITIES, LLC
October 4, 2022 - April 12, 2023
KESTRA INVESTMENT SERVICES, LLC
May 16, 2018 - October 17, 2022
FULCRUM CAPITAL MARKETS LLC
May 31, 2016 - May 8, 2018
NATALLIANCE SECURITIES, LLC
July 17, 2014 - May 31, 2016
CLEARVIEW TRADING ADVISORS, INC.
March 4, 1997 - July 14, 2014
TEJAS SECURITIES GROUP, INC.
January 17, 1997 - March 5, 1997
MEYERS POLLOCK ROBBINS, INC.
March 10, 1995 - December 31, 1996
MEYERS POLLOCK ROBBINS, INC.
October 4, 1994 - February 23, 1995
TAYLOR, PRUITT & SYLVESTER, INC.
April 14, 1994 - September 27, 1994
PHOENIX GOVERNMENT INVESTMENTS, INC.
April 6, 1994 - April 22, 1994
MARCUS, STOWELL & BEYE, INC.
April 6, 1994 - April 22, 1994
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC.
September 28, 1993 - March 9, 1994
AMHERST SECURITIES GROUP, L.P.
March 10, 1993 - September 28, 1993
APS FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/13/2025)
(2/13/2025)
(2/12/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
NATALLIANCE SECURITIES, LLC
CRD#: 39455 / SEC#: , 8-48723
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BRENNER, ANDREW SCOTT | BOARD MEMBER | 1227535 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
