PB
Patrick E. Byrne
CETERA INVESTMENT ADVISERS LLC
NESCONSET, NY 11767
Some features on this profile are disabled
CRD#: 2314405
PB
Professional summary
Patrick Edward Byrne JR, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Nesconset, New York and CETERA WEALTH SERVICES, LLC located in Nesconset, New York.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Patrick has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. INDEPENDENT INSURANCE AGENT, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, FOR 6HR/WK & 4HRS EVENING/WKENDS, SINCE 5/2002; 2. HOST, INTERVIEW GUESTS AND SPEAK ABOUT CIVIC ISSUES RELATING TO THE LOCAL COMMUNITY ON WEEKLY PUBLIC ACCESS TELEVISION, 1HR/WEEKDAYS, SINCE 3/2008; 3. COMMERCIAL PROPERTY OWNER, IN NESCONSET, NY, UNDER NAME 207 SMITHTOWN BLV, LLC, FOR 0 HRS/ WK, SINCE 4/2011; 4. NAME OF OTHER BUSINESS: AFFILIATED WEALTH ADVISORS, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2016 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 1, DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BRANDING AND MARKETING, DBA FOR FINANCIAL SERVICES 5. NAME OF OTHER BUSINESS: MAXIMUS FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 2002 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 6. NAME OF OTHER BUSINESS: SMITHTOWN /BROOKHAVEN CIVIC ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 207 SMITHTOWN BLVD, NESCONSET, NY 11767; NATURE OF BUSINESS: CIVIC ASSOCIATION; START DATE: 02/2019; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ESTABLISH AND CONDUCT MEETINGS TO PROVIDE COMMUNITY INFO AND GATHER SUPPORT FOR LOCAL BEAUTIFICATION INITIATIVES; 7. NAME OF OTHER BUSINESS: ZUMA PAYROLL & PROCESSING, INVESTMENT RELATED: NO, ADDRESS: 175 BROAD HOLLOW ROAD, STE 190, MELVILLE, NY, 11747, NATURE OF BUSINESS: HR SERVICES, START DATE: 09/2023, POSITION/TITLE/RELATIONSHIP: OUTSIDE SALES CONSULTANT, LESS THAN 1 HOUR PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER PROSPECTS TO ZUMA FOR PAYROLL SERVICES; 8. NAME OF OTHER BUSINESS: TEAM WEHRHEIM 2025 INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: POLITICAL CAMPAIGN, START DATE: 04/2025, POSITION/TITLE/RELATIONSHIP: CAMPAIGN MANAGER APX NUMBER OF HOURS PER WEEK: 4, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: ASSIST TOWN SUPERVISOR WITH CAMPAIGN ACTIVITIES SUCH AS CAMPAIGN STRATEGY, ORGANIZING VOLUNTEERS THAT CANVAS NEIGHBORHOODS AND MAKE PHONE CALLS ON BEHALF OF THE SUPERVISOR. ;
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Edward Byrne JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 207 Smithtown Blvd, Nesconset, NY 11767RIA
CRD#: 105644
NESCONSET, NY
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 207 Smithtown Blvd, Nesconset, NY 11767BD
CRD#: 13572
Nesconset, NY
Past
November 19, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
NORTH HILLS, NY
Past
August 1, 2003 - September 3, 2013
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
NESCONSET, NY
Past
May 16, 2002 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
January 30, 1998 - May 20, 2002
KIRLIN SECURITIES INC.
BD
CRD#: 21210
SYOSSET, NY
Past
December 2, 1996 - March 5, 1998
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NAPA, CA
Past
November 14, 1996 - February 24, 1998
LASALLE FINANCIAL SERVICES, INC.
BD
CRD#: 20373
CHICAGO, IL
Past
December 11, 1994 - November 5, 1996
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
August 13, 1993 - December 12, 1994
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NAPA, CA
Past
July 8, 1993 - December 13, 1994
LASALLE FINANCIAL SERVICES, INC.
BD
CRD#: 20373
CHICAGO, IL
Past
February 3, 1993 - July 8, 1993
EAB SECURITIES, INC.
BD
CRD#: 17623
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/5/2024)
RR
Arizona(9/3/2013)
RR
California(9/3/2013)
RR
Colorado(9/3/2013)
RR
Connecticut(9/3/2013)
RR
Delaware(9/3/2013)
RR
District of Columbia(9/3/2013)
RR
Florida(9/3/2013)
RR
Georgia(9/3/2013)
RR
Hawaii(9/3/2013)
RR
Illinois(9/3/2013)
RR
Indiana(10/16/2023)
RR
Kansas(1/22/2024)
RR
Kentucky(9/3/2013)
RR
Maine(9/3/2013)
RR
Maryland(9/3/2013)
RR
Massachusetts(9/3/2013)
RR
Michigan(9/3/2013)
RR
Minnesota(1/23/2024)
RR
Missouri(6/5/2024)
RR
Nevada(9/3/2013)
RR
New Jersey(9/3/2013)
RR
New Mexico(9/3/2013)
RR
New York(9/3/2013)
IAR
New York(6/29/2023)
RR
North Carolina(9/3/2013)
RR
Ohio(9/3/2013)
RR
Oklahoma(6/4/2020)
RR
Oregon(9/3/2013)
RR
Pennsylvania(9/3/2013)
RR
Rhode Island(9/3/2013)
RR
South Carolina(9/3/2013)
RR
South Dakota(10/6/2020)
RR
Tennessee(9/3/2013)
RR
Texas(9/3/2013)
IAR
Texas(6/29/2023)
RR
Utah(11/11/2013)
RR
Vermont(9/3/2013)
RR
Virginia(9/3/2013)
RR
Washington(9/3/2013)
RR
Wisconsin(9/9/2020)
RR
Wyoming(1/2/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Nesconset, NY 11767TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
