John G. Caporuscio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Gerard Caporuscio was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2002 - August 29, 2014
NATALLIANCE SECURITIES, LLC
November 7, 2001 - January 2, 2002
REDWOOD BROKERAGE LLC
September 15, 2000 - October 9, 2001
NATIVE NATIONS SECURITIES, INC.
May 31, 2000 - September 12, 2000
FIRST UNION BROKERAGE SERVICES, INC.
July 13, 1998 - February 11, 1999
INTERCAPITAL INTERNATIONAL INC.
April 2, 1998 - February 16, 2000
AUSTIN ATLANTIC CAPITAL INC.
March 6, 1998 - March 30, 1998
AUSTIN ATLANTIC CAPITAL INC.
September 14, 1996 - July 13, 1998
EXCO RMJ INTERNATIONAL INC.
July 15, 1996 - September 10, 1996
ICAP SECURITIES USA LLC
January 10, 1994 - September 10, 1996
GARBAN CAPITAL MARKETS LLC
January 10, 1994 - September 10, 1996
INTERCAPITAL SECURITIES LLC
February 5, 1993 - July 20, 1993
GILMORE SECURITIES & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATALLIANCE SECURITIES, LLC
CRD#: 39455 / SEC#: , 8-48723
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BRENNER, ANDREW SCOTT | BOARD MEMBER | 1227535 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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