Robert J. Barbo
Professional summary
Robert John Barbo, who also goes by John Barbo, R. John Barbo, Robert John Barbo, Robert Barbo, is a registered financial professional currently at NUVEEN SECURITIES, LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1993. Robert has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert John Barbo's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 28, 2021 - Present
NUVEEN SECURITIES, LLC
Office #1: 730 Third Ave, New York, NY 10017May 14, 2012 - January 5, 2021
APOLLO GLOBAL SECURITIES, LLC
October 20, 2009 - May 4, 2012
MAN INVESTMENTS INC.
June 1, 2009 - September 16, 2009
MORGAN STANLEY
June 1, 2009 - September 16, 2009
MORGAN STANLEY
April 23, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
April 23, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
September 1, 2004 - March 22, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 20, 2003 - March 22, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 20, 2001 - March 20, 2003
FAM DISTRIBUTORS, INC.
July 31, 1999 - March 22, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 21, 1997 - May 1, 1998
CORINTHIAN PARTNERS, L.L.C.
October 24, 1994 - October 24, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 19, 1993 - November 1, 1994
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
NUVEEN SECURITIES, LLC
CRD#: 469 / SEC#: , 8-13464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
