John M. Malone

FORESIDE FUND SERVICES

Boston, MA 02109

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CRD#: 2314031

Professional summary

John Michael Malone, who also goes by John Michael Malone II, John Michael Malone, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Boston, Massachusetts.

John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 14, Series 24, Series 51 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John Michael Malone Ii | John Michael Malone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Michael Malone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2025 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 28 State Street, Boston, MA 02109

CRD#: 46106

Boston, MA

Past

January 4, 2021 - March 31, 2025

AMUNDI ASSET MANAGEMENT US, INC.

RIA

CRD#: 107719

BOSTON, MA

Past

June 11, 2007 - December 31, 2020

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA

CRD#: 138756

BOSTON, MA

Past

August 20, 2004 - March 31, 2025

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

October 27, 1997 - August 9, 2004

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

January 29, 1997 - October 16, 1997

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

October 6, 1994 - August 14, 1996

BOWLES HOLLOWELL CONNER & CO.

CRD#: 17511

CHARLOTTE, NC

Past

July 29, 1993 - August 1, 1994

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

July 29, 1993 - August 1, 1994

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

February 9, 1993 - June 28, 1993

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/2/2025)

Alaska
(4/2/2025)

Arizona
(4/2/2025)

Arkansas
(4/2/2025)

California
(4/2/2025)

Colorado
(4/2/2025)

Connecticut
(4/2/2025)

Delaware
(4/2/2025)

District of Columbia
(4/2/2025)

Florida
(4/2/2025)

Georgia
(4/2/2025)

Hawaii
(4/2/2025)

Idaho
(4/2/2025)

Illinois
(4/2/2025)

Indiana
(4/2/2025)

Iowa
(4/2/2025)

Kansas
(4/2/2025)

Kentucky
(4/2/2025)

Louisiana
(4/2/2025)

Maine
(4/2/2025)

Maryland
(4/2/2025)

Massachusetts
(4/2/2025)

Michigan
(4/2/2025)

Minnesota
(4/2/2025)

Mississippi
(4/2/2025)

Missouri
(4/2/2025)

Montana
(4/4/2025)

Nebraska
(4/2/2025)

Nevada
(4/2/2025)

New Hampshire
(4/2/2025)

New Jersey
(4/2/2025)

New Mexico
(4/2/2025)

New York
(4/2/2025)

North Carolina
(4/2/2025)

North Dakota
(4/2/2025)

Ohio
(4/2/2025)

Oklahoma
(4/2/2025)

Oregon
(4/2/2025)

Pennsylvania
(4/2/2025)

Puerto Rico
(4/2/2025)

Rhode Island
(4/2/2025)

South Carolina
(4/2/2025)

South Dakota
(4/2/2025)

Tennessee
(4/2/2025)

Texas
(4/2/2025)

Utah
(4/2/2025)

Vermont
(4/2/2025)

Virgin Islands
(4/2/2025)

Virginia
(4/2/2025)

Washington
(4/2/2025)

West Virginia
(4/2/2025)

Wisconsin
(4/2/2025)

Wyoming
(4/2/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 6/6/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/12/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/18/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/5/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 2/14/2014

General Securities Principal Examination

Principal/Supervisory Exam

Series 51

Date: 3/27/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 2/5/1997

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

John M. Malone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Michael Malone's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMUNDI ASSET MANAGEMENT US, INC.

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

AMUNDI DISTRIBUTOR US, INC.

MFS FUND DISTRIBUTORS, INC.

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BOWLES HOLLOWELL CONNER & CO.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

MONY SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 6/6/2007

Series 63

Date: 2/12/1993

SIE

Date: 10/1/2018

Series 7

Date: 1/18/2012

Series 6

Date: 2/5/1993

Series 14

Date: 1/2/2023

Series 24

Date: 2/14/2014

Series 51

Date: 3/27/2003

Series 26

Date: 2/5/1997

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

Contact information

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