Keith M. Zuckerberg
Professional summary
Keith Miki Zuckerberg, who also goes by Keith Miki Zuckerberg, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in New York, New York and NYLIFE SECURITIES LLC located in New York, New York.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Keith has worked at 22 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 10, Series 9, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Keith Miki Zuckerberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2024 - Present
EAGLE STRATEGIES LLC
Office #1: 1 World Trade Center 39th Fl, New York, NY 10007-0090November 16, 2023 - Present
NYLIFE SECURITIES LLC
Office #1: 1 World Trade Center 285 Fulton Street 39th Fl, New York, NY, 10007-0166August 17, 2022 - September 7, 2023
CITIZENS SECURITIES, INC.
August 17, 2022 - September 7, 2023
CITIZENS SECURITIES, INC.
September 24, 2018 - August 17, 2022
CETERA INVESTMENT ADVISERS LLC
September 24, 2018 - August 17, 2022
CETERA INVESTMENT SERVICES LLC
January 28, 2015 - September 19, 2018
CAPITAL ONE ADVISORS, LLC
January 2, 2015 - September 19, 2018
CAPITAL ONE INVESTING, LLC
October 1, 2012 - January 28, 2015
CAPITAL ONE FINANCIAL ADVISORS LLC
September 27, 2012 - January 2, 2015
CAPITAL ONE INVESTMENT SERVICES LLC
November 21, 2008 - July 26, 2012
CHASE INVESTMENT SERVICES CORP.
April 17, 2008 - July 26, 2012
CHASE INVESTMENT SERVICES CORP.
June 14, 2005 - June 9, 2006
GUNNALLEN FINANCIAL, INC
May 13, 2003 - June 18, 2003
METROPOLITAN LIFE INSURANCE COMPANY
May 13, 2003 - June 18, 2003
MSI FINANCIAL SERVICES, INC.
January 14, 2000 - September 9, 2002
EQUITABLE ADVISORS, LLC
February 7, 1997 - December 1, 1998
BERNARD HEROLD & CO., INC.
February 5, 1996 - November 27, 1996
EURO-ATLANTIC SECURITIES INC.
June 7, 1995 - December 4, 1995
L.B. SAKS, INC.
December 12, 1994 - May 31, 1995
CRESSIDA CAPITAL, INC
September 15, 1994 - December 15, 1994
CORTLANDT CAPITAL CORPORATION
July 8, 1994 - September 9, 1994
MEYERS POLLOCK ROBBINS, INC.
March 3, 1994 - July 8, 1994
A.S. GOLDMEN & CO., INC.
January 17, 1994 - February 4, 1994
STRATTON OAKMONT INC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/25/2025)
(9/25/2025)
(11/16/2023)
(6/17/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
