JD
Joseph M. Dimartino
CLEAR STREET LLC
New York, NY 10007
Some features on this profile are disabled
CRD#: 2313315
JD
Professional summary
Joseph Mario Dimartino, who also goes by Joseph Mario Dimartino, Joseph Dimartino, is a registered financial professional currently at CLEAR STREET LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1993. Joseph has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Joseph Mario Dimartino | Joseph Dimartino
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Joseph Mario Dimartino's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 20, 2021 - Present
CLEAR STREET LLC
Office #1: 4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007BD
CRD#: 288933
New York, NY
Past
January 10, 2011 - September 8, 2021
MUFG SECURITIES AMERICAS INC.
BD
CRD#: 19685
NEW YORK, NY
Past
September 10, 2009 - January 10, 2011
OPPENHEIMER & CO. INC.
BD
CRD#: 249
NEW YORK, NY
Past
December 17, 1996 - August 17, 2009
COMMERZ MARKETS LLC
BD
CRD#: 41957
NEW YORK, NY
Past
July 6, 1995 - December 17, 1996
DRESDNER SECURITIES (USA) INC.
BD
CRD#: 1993
NEW YORK, NY
Past
July 15, 1993 - June 2, 1995
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Past
March 19, 1993 - May 21, 1993
THE WELLINGTON GROUP, INC.
BD
CRD#: 17814
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/27/2022)
RR
Alaska(4/27/2022)
RR
Arizona(4/27/2022)
RR
Arkansas(4/27/2022)
RR
California(4/27/2022)
RR
Colorado(4/27/2022)
RR
Connecticut(4/27/2022)
RR
Delaware(4/27/2022)
RR
District of Columbia(4/27/2022)
RR
Florida(4/27/2022)
RR
Georgia(4/27/2022)
RR
Hawaii(4/27/2022)
RR
Idaho(4/27/2022)
RR
Illinois(4/27/2022)
RR
Indiana(4/27/2022)
RR
Iowa(4/27/2022)
RR
Kansas(4/27/2022)
RR
Kentucky(4/27/2022)
RR
Louisiana(4/27/2022)
RR
Maine(4/27/2022)
RR
Maryland(4/27/2022)
RR
Massachusetts(4/27/2022)
RR
Michigan(4/27/2022)
RR
Minnesota(4/27/2022)
RR
Mississippi(4/27/2022)
RR
Missouri(4/27/2022)
RR
Montana(4/28/2022)
RR
Nebraska(4/27/2022)
RR
Nevada(4/27/2022)
RR
New Hampshire(4/27/2022)
RR
New Jersey(4/27/2022)
RR
New Mexico(4/27/2022)
RR
New York(4/27/2022)
RR
North Carolina(4/27/2022)
RR
North Dakota(4/27/2022)
RR
Ohio(4/28/2022)
RR
Oklahoma(4/27/2022)
RR
Oregon(4/27/2022)
RR
Pennsylvania(4/27/2022)
RR
Puerto Rico(4/27/2022)
RR
Rhode Island(4/27/2022)
RR
South Carolina(4/27/2022)
RR
South Dakota(4/27/2022)
RR
Tennessee(4/27/2022)
RR
Texas(4/27/2022)
RR
Utah(4/27/2022)
RR
Vermont(4/27/2022)
RR
Virgin Islands(4/27/2022)
RR
Virginia(4/27/2022)
RR
Washington(4/27/2022)
RR
West Virginia(4/27/2022)
RR
Wisconsin(4/27/2022)
RR
Wyoming(4/27/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
CS
CLEAR STREET LLC
CENTERPOINT SECURITIES | GLOBECS, LLC | CLEAR STREET, LLC | CLEAR STREET LLC | CLEAR STREET FUTURES
CRD#: 288933 / SEC#: , 8-69972
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007
Mailing Address
4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007
Phone number
(646) 738-4066
Established
Delaware since 12/20/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLEAR STREET HOLDINGS LLC | SOLE CLASS A MEMBER | |
| AUSUBEL, ELLI MARK | DIRECTOR | 5715145 |
| COHEN, URIEL EPHRAIM | DIRECTOR | 4089765 |
| HAMMERICH, DALF PAUL | HEAD OF SUPPORT | 4710381 |
| MOCCIA, CHRISTY NOEL | CHIEF COMPLIANCE OFFICER | 4855629 |
| OLIVEIRA, BRIAN | CFO/FINOP/PRINCIPAL FINANCIAL OFFICER | 5371120 |
| SICKLICK, KENNETH | DIRECTOR | 7418830 |
| VOLZ, ANDREW | DIRECTOR, CHIEF EXECUTIVE OFFICER | 4808674 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
