David S. Sather

SATHER FINANCIAL GROUP

VICTORIA, TX 77901

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CRD#: 2312957

Professional summary

David Scott Sather, CFP® is a registered financial advisor currently at SATHER FINANCIAL GROUP, INC. located in Victoria, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MK MARLOW CO. INC., NON-INVESTMENT RELATED, 2209 SW BEN JORDAN ST, VICTORIA, TX 77901, CONSTRUCTION, DIRECTOR, DIRECTOR OF SPECIAL PROJECTS, 02/2002, 10 HOURS PER MONTH, 2 HOURS PER MONTH, PROVIDES STRATEGY AND OVERSIGHT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Scott Sather's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

April 15, 1999 - Present

SATHER FINANCIAL GROUP, INC.

Office #1: 120 E. Constitution St, Victoria, TX 77901

RIA

CRD#: 109344

VICTORIA, TX

Past

January 9, 1997 - May 4, 1999

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

January 25, 1993 - January 26, 1996

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SATHER FINANCIAL GROUP, INC.

CRD#: 109344 / SEC#: 801-57925

RIA

Registered Investment Advisory firm - (10/3/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/15/1999)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/12/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/5/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/21/1993

General Securities Representative Examination

Current Firm

SATHER FINANCIAL GROUP, INC.

CRD#: 109344 / SEC#: 801-57925

RIA

Registered Investment Advisory firm - (10/3/2000 Approved)

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Contact information

Main Address

120 E. Constitution St, Victoria, TX 77901

Mailing Address

Phone number

(361) 570-1800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SFG FORM ADV 2A (10/8/2025)

Regulatory assets under management

Total Number of Accounts	1,400
AUM (Assets Under Management)	$ 1,948,912,777

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David S. Sather

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Scott Sather's CRS (Customer Relationship Summary).

Certified licenses

Experience

SATHER FINANCIAL GROUP, INC.

CETERA INVESTMENT SERVICES LLC

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

SATHER FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/12/1993

Series 63

Date: 2/5/1993

Series 7

Date: 1/21/1993

Current Firm

SATHER FINANCIAL GROUP, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SATHER FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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