Debra K. Littlefield
Professional summary
Debra Kay Littlefield, who also goes by Debra Bennett, is a registered financial advisor currently at SOUTHEAST INVESTMENTS, N.C., INC. located in Inman, South Carolina.
Debra is registered as a RR (Registered Representative) and started their career in finance in 1993. Debra has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Debra Kay Littlefield's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2011 - Present
SOUTHEAST INVESTMENTS, N.C., INC.
June 13, 2011 - November 18, 2014
SOUTHEAST INVESTMENTS, N.C., INC.
February 5, 2009 - June 2, 2011
VOYA FINANCIAL ADVISORS, INC.
January 2, 2009 - June 2, 2011
VOYA FINANCIAL ADVISORS, INC.
June 19, 2002 - January 2, 2009
WELLS FARGO CLEARING SERVICES, LLC
June 15, 2002 - January 2, 2009
WELLS FARGO CLEARING SERVICES, LLC
February 14, 2000 - June 15, 2002
WACHOVIA SECURITIES, INC.
May 31, 1994 - February 14, 2000
WACHOVIA BROKERAGE SERVICE
February 2, 1993 - May 31, 1994
CAPITAL BROKERAGE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2017)
(11/10/2014)
(6/13/2011)
(6/23/2011)
Exams
FINRA
Current Firm
SOUTHEAST INVESTMENTS, N.C., INC.
CRD#: 43035 / SEC#: , 8-50127
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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