Corey Mace
Professional summary
Corey Mace, who also goes by Corey L Mace, Corey Lynn Mace, Corey Mace, Corey Ronalds, is a registered financial professional currently at EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Corey is registered as a RR (Registered Representative) and started their career in finance in 1997. Corey has worked at 14 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Corey Mace's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111June 10, 2015 - November 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
July 21, 2014 - December 1, 2014
ALPS DISTRIBUTORS, INC.
August 19, 2011 - June 30, 2014
KEY INVESTMENT SERVICES LLC
August 12, 2010 - January 20, 2011
BBVA COMPASS INVESTMENT SOLUTIONS, INC
January 22, 2008 - April 23, 2010
WELLS FARGO CLEARING SERVICES, LLC
March 12, 2007 - December 31, 2007
CENTAURUS FINANCIAL, INC.
October 1, 2004 - October 13, 2005
OLD MUTUAL INVESTMENT PARTNERS
February 24, 2004 - August 30, 2004
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
October 8, 2003 - February 20, 2004
METROPOLITAN LIFE INSURANCE COMPANY
October 8, 2003 - February 20, 2004
MSI FINANCIAL SERVICES, INC.
March 5, 2003 - October 8, 2003
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
June 22, 2000 - March 8, 2001
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
May 8, 1997 - April 14, 2000
JANUS HENDERSON DISTRIBUTORS US LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/4/2024)
(11/7/2024)
(6/17/2025)
Exams
FINRA
Current Firm
EMPOWER FINANCIAL SERVICES, INC.
CRD#: 13109 / SEC#: , 8-33854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | SHAREHOLDER | |
| BARRES, STEPHANIE | COMPLIANCE OFFICER | 2203746 |
| BRETON, HUGO | BOARD DIRECTOR | 8128232 |
| CHRISTOLINI, JOHN | CHIEF COMPLIANCE OFFICER | 4141296 |
| COCHRAN, SHANNON MARIE | COMPLIANCE OFFICER | 4948393 |
| CORDISCO, MEREDITH | VP, COMPLIANCE | 8189199 |
| CRAIG, CASEY R | SENIOR VICE PRESIDENT | 4680712 |
| ETTINGER, ROBERT DANIEL | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, VP, TREASURER | 5593259 |
| HUDSON, BROCKETT RICE | ASSISTANT SECRETARY | 6520983 |
| KAVAN, ADAM | ASSISTANT GENERAL COUNSEL | 7155499 |
| LINTON, RICHARD HENRY JR | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 2107513 |
| MCLEOD, DAVID GEORGE | BOARD DIRECTOR | 3041563 |
| MORRISON, DANIEL ARTHUR | SENIOR VICE PRESIDENT | 4078410 |
| PATEL, PALAK | SECRETARY | 7665103 |
| SECOR, STEPHANIE ANNE | VP, COMPLIANCE | 1454139 |
| SMOLEN, JOSEPH MICHAEL | SENIOR VICE PRESIDENT | 4100909 |
| STILLMAN, STEVEN JAMES | BOARD DIRECTOR | 4870117 |
| WADDELL, CAROL ELAINE | CHAIR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4867556 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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