Francis J. Flynn
Professional summary
Francis J Flynn JR, who also goes by Francis Joseph Flynn Jr, Frank Flynn, Francis J Flynn Jr. Jr, is a registered financial professional currently at PRAGMA LLC located in New York, New York and MARKETAXESS CORPORATION located in New York, New York.
Francis is registered as a RR (Registered Representative) and started their career in finance in 1993. Francis has worked at 9 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 25, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Francis J Flynn JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2022 - Present
PRAGMA LLC
Office #1: 55 Hudson Yards Floor 15, New York, NY 10001October 19, 2023 - Present
MARKETAXESS CORPORATION
Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001January 29, 2013 - September 20, 2022
INSTINET, LLC
November 23, 2009 - May 22, 2012
SHORELINE TRADING GROUP LLC
October 13, 2008 - April 2, 2009
GENESIS GLOBAL TRADING, INC
November 29, 2007 - July 1, 2008
VDM INSTITUTIONAL BROKERAGE, LLC
May 3, 2004 - November 29, 2007
COWEN EXECUTION SERVICES LLC
December 20, 1993 - May 3, 2004
BNY DIRECT EXECUTION INC.
February 5, 1993 - July 23, 1993
H G I
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/19/2022)
(9/20/2022)
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 11/13/2006
Limited Representative-Equity Trader ExamSeries 25
Date: 12/14/1999
NYSE Trading Assistant ExaminationFINRA
Current Firm
MARKETAXESS CORPORATION
CRD#: 44542 / SEC#: , 8-50727
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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