Darren D. Gibson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darren Duane Gibson was a registered financial professional .
Darren is a previously registered financial professional and started their career in finance in 1993. Darren had worked at 7 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2011 - December 13, 2011
NEWPORT COAST SECURITIES, INC.
April 23, 2009 - July 9, 2009
EMPIRE SECURITIES CORPORATION
August 22, 2006 - March 13, 2009
PROVIDENT ASSET MANAGEMENT, LLC
June 25, 2003 - June 2, 2004
HARRISON DOUGLAS, INC.
May 2, 2000 - July 24, 2001
CITICORP INVESTMENT SERVICES
May 17, 1995 - March 28, 2000
GATEWAY INVESTMENT SERVICES, INC.
January 13, 1993 - May 16, 1995
OSAIC WEALTH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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