Joseph Fernandez
Professional summary
Joseph Fernandez, who also goes by Joe Fernandez, Joseph Fernandez Jr, Joe Fernandez, Joseph Fernandez Jr, is a registered financial professional currently at LINCOLN FINANCIAL DISTRIBUTORS, INC. located in Radnor, Pennsylvania.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1993. Joseph has worked at 14 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Fernandez's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 19, 2023 - Present
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Office #1: 130 N Radnor-chester Rd, Radnor, PA 19087March 16, 2022 - June 9, 2023
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
July 12, 2021 - February 4, 2022
PREP SECURITIES, LLC
January 23, 2020 - December 17, 2020
FORGE SECURITIES LLC
July 1, 2019 - December 31, 2019
CR CAPITAL DISTRIBUTORS, LLC
October 19, 2016 - March 29, 2019
EMPOWER FINANCIAL SERVICES, INC.
August 26, 2016 - October 4, 2016
ALLSTATE FINANCIAL SERVICES, LLC
April 17, 2015 - June 3, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
January 28, 2004 - October 7, 2014
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
March 2, 2001 - December 4, 2003
DIRECTED SERVICES LLC
August 21, 2000 - February 13, 2001
ALLIANZ LIFE FINANCIAL SERVICES, LLC
July 23, 1997 - July 27, 2000
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
June 10, 1996 - July 15, 1997
PXP SECURITIES CORP.
July 10, 1993 - June 13, 1996
BNY MELLON SECURITIES CORPORATION
April 6, 1993 - April 26, 1993
H G I
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/19/2023)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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