Gregory S. Bradshaw
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Scott Bradshaw, CFP® was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1993. Gregory had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2019 - February 3, 2022
SIGNET FINANCIAL MANAGEMENT, LLC
July 13, 2018 - April 9, 2019
FIDELITY PERSONAL AND WORKPLACE ADVISORS
September 9, 1997 - July 13, 2018
STRATEGIC ADVISERS LLC
April 13, 1995 - April 9, 2019
FIDELITY BROKERAGE SERVICES LLC
March 21, 1995 - April 12, 1995
FIDELITY BROKERAGE SERVICES LLC
September 10, 1993 - March 22, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 19, 1993 - May 6, 1993
METROPOLITAN LIFE INSURANCE COMPANY
January 19, 1993 - May 6, 1993
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
SIGNET FINANCIAL MANAGEMENT, LLC
CRD#: 105310 / SEC#: 801-31294
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/28/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SIGNET FINANCIAL MANAGEMENT, LLC
CRD#: 105310 / SEC#: 801-31294
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,907 |
| AUM (Assets Under Management) | $ 1,058,245,741 |
Red Flags
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